Cape Investment Advisory’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Cape Investment Advisory’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-200	Closed	-$2.26K	–	1086
2025 Q2	$2.26K	Hold	200	–	–	﹤0.01%	921
2025 Q1	$2.24K	Hold	200	–	–	﹤0.01%	878
2024 Q4	$2.25K	Hold	200	–	–	﹤0.01%	862
2024 Q3	$2.39K	Hold	200	–	–	﹤0.01%	801
2024 Q2	$2.09K	Hold	200	–	–	﹤0.01%	781
2024 Q1	$2.12K	Hold	200	–	–	﹤0.01%	762
2023 Q4	$1.98K	Hold	200	–	–	﹤0.01%	926
2023 Q3	$1.83K	Hold	200	–	–	﹤0.01%	793
2023 Q2	$1.97K	Hold	200	–	–	﹤0.01%	773
2023 Q1	$2.12K	Buy	+200	New	+$2.34K	﹤0.01%	800

Other funds holding PFD

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAM

Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cape Investment Advisory's PFD Position: Q3 2025 in Review

Cape Investment Advisory sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2025, closing a stake of 200 shares — an estimated $2.26K sold.

Cape Investment Advisory first reported a position in PFD in Q1 2023 and held it in 10 quarters. The position peaked at $2.39K in Q3 2024. 52 funds tracked by Wall St. Rank hold PFD as of Q3 2025.

Cape Investment Advisory reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2025 after selling out during the quarter.
Cape Investment Advisory sold 200 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2025, an estimated $2.26K.
Cape Investment Advisory first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q1 2023 and held it in 10 quarters.
Cape Investment Advisory's Flaherty & Crumrine Preferred and Income Fund position peaked at $2.39K in Q3 2024.
52 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2025.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.