We are live on !
Find out more
CIA
Cape Investment Advisory Portfolio holdings
AUM
$388M
Turnover
10.25%
1-Year Est. Return
17.15%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+17.15%
3 Year Est. Return
+72.55%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$388M
AUM Growth
+$14.3M
(+3.8%)
Cap. Flow
+$12M
Cap. Flow % of AUM
Cap. Flow %
3.1%
Top 10 Holdings %
Top 10 Hldgs %
34.03%
Holding
1,541
New
89
Increased
501
Reduced
426
Closed
69
Avg Time Held
0.6
years
Top 10 Avg Time Held
1
year
Top 20 Avg Time Held
1.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$3.43M |
| 2 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$3.29M |
| 3 |
S&P Global
SPGI
|
+$1.12M |
| 4 |
Schwab US Broad Market ETF
SCHB
|
+$876K |
| 5 |
Broadcom
AVGO
|
+$835K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$2.6M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$1.54M |
| 3 |
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
|
+$1.27M |
| 4 |
IQVIA
IQV
|
+$1.11M |
| 5 |
iShares MBS ETF
MBB
|
+$598K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.56% |
| 2 | Technology | 9.69% |
| 3 | Financials | 5.07% |
| 4 | Communication Services | 4.61% |
| 5 | Healthcare | 3.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
Schwab US Broad Market ETF
SCHB
$45.1B
| $47.7M | 12.28% |
1,627,056
+29,838
| +2% | +$876K |
2023 Q1
14 quarters
|
|
2
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $20.1M | 5.19% |
604,607
+2,717
| +0.5% | +$93.4K |
2023 Q1
14 quarters
|
|
3
BlackRock Flexible Income ETF
BINC
$16.5B
| $11.8M | 3.05% |
233,009
+9,472
| +4% | +$490K |
2023 Q4
11 quarters
|
|
4
Microsoft
MSFT
$3.96T
| $9.39M | 2.42% |
18,303
+1,027
| +6% | +$475K |
2023 Q1
14 quarters
|
|
5
Schwab US Large-Cap Growth ETF
SCHG
$64.2B
| $9.02M | 2.32% |
250,997
-1,804
| -0.7% | -$63.2K |
2023 Q1
14 quarters
|
|
6
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$898M
| $8.52M | 2.19% |
353,343
+7,152
| +2% | +$175K |
2025 Q4
3 quarters
|
|
7
Schwab US Mid-Cap ETF
SCHM
$14.7B
| $6.71M | 1.73% |
197,194
+2,353
| +1% | +$83.3K |
2023 Q1
14 quarters
|
|
8
State Street SPDR S&P 500 ETF Trust
SPY
$824B
| $6.52M | 1.68% |
8,551
+43
| +0.5% | +$32.7K |
2023 Q1
14 quarters
|
|
9
Invesco S&P 500 Equal Weight ETF
RSP
$100B
| $6.27M | 1.62% |
30,150
+88
| +0.3% | +$19K |
2025 Q4
3 quarters
|
|
10
Schwab US Dividend Equity ETF
SCHD
$116B
| $6.07M | 1.56% |
186,669
+7,132
| +4% | +$240K |
2023 Q1
14 quarters
|
|
11
Apple
AAPL
$5.02T
| $5.93M | 1.53% |
17,818
+1,502
| +9% | +$482K |
2023 Q1
14 quarters
|
|
12
Amazon
AMZN
$2.83T
| $5.64M | 1.45% |
22,644
+589
| +3% | +$150K |
2023 Q1
14 quarters
|
|
13
Alphabet (Google) Class A
GOOGL
$4.09T
| $5.4M | 1.39% |
15,693
-860
| -5% | -$298K |
2023 Q1
14 quarters
|
|
14
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
| $4.49M | 1.16% |
123,291
+853
| +0.7% | +$31.2K |
2023 Q1
14 quarters
|
|
15
Schwab International Equity ETF
SCHF
$67.9B
| $4.32M | 1.11% |
157,318
+1,216
| +0.8% | +$33.8K |
2023 Q1
14 quarters
|
|
|
16
iShares Core S&P 500 ETF
IVV
$892B
| $4.3M | 1.11% |
5,620
-2,024
| -26% | -$1.54M |
2023 Q1
14 quarters
|
|
17
Janus Henderson Short Duration Income ETF
VNLA
$3.61B
| $4.2M | 1.08% |
86,419
+2,762
| +3% | +$135K |
2025 Q4
3 quarters
|
|
18
Coca-Cola
KO
$399B
| $4.17M | 1.07% |
48,442
-1,642
| -3% | -$142K |
2023 Q1
14 quarters
|
|
19
Ballast Small/Mid Cap ETF
MGMT
$165M
| $3.95M | 1.02% |
81,520
+90
| +0.1% | +$4.55K |
2025 Q4
3 quarters
|
|
20
Chevron
CVX
$445B
| $3.94M | 1.01% |
19,280
+343
| +2% | +$67.5K |
2023 Q1
14 quarters
|
|
21
NVIDIA
NVDA
$5.36T
| $3.85M | 0.99% |
16,864
+510
| +3% | +$109K |
2023 Q1
14 quarters
|
|
|
22
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$51.2B
| $3.85M | 0.99% |
41,977
+37,510
| +840% | +$3.43M |
2023 Q1
14 quarters
|
|
23
Meta Platforms (Facebook)
META
$1.78T
| $3.82M | 0.98% |
5,265
-319
| -6% | -$199K |
2023 Q1
14 quarters
|
|
|
24
iShares 0-1 Year Treasury Bond ETF
SHV
$23.5B
| $3.3M | 0.85% |
29,919
+29,823
| +31,066% | +$3.29M |
2026 Q2
1 quarter
|
|
25
Alphabet (Google) Class C
GOOG
$4.05T
| $3.15M | 0.81% |
9,257
-431
| -4% | -$149K |
2023 Q1
14 quarters
|
|
Similar funds
MJP
CWM
Cape Investment Advisory's Q3 2026 Portfolio in Review
As of Q3 2026, Cape Investment Advisory held 1,541 positions worth $388M, up 3.8% from $374M the previous quarter. Its ten largest holdings account for 34% of the portfolio.
Cape Investment Advisory deployed $12M of net new capital in Q3 2026, opening 89 new positions and adding to 501 existing holdings. Its largest new stake was S&P Global: 2,656 shares worth $1.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, down from 65% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 ETF, an estimated $2.6M trimmed.
- Cape Investment Advisory's largest Q3 2026 buy was S&P Global: 2,656 shares worth $1.05M.
- Cape Investment Advisory added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2026, an estimated $3.43M increase.
- Cape Investment Advisory's biggest Q3 2026 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $2.6M.
- Cape Investment Advisory fully exited Applied Digital in Q3 2026, selling an estimated $298K.
- Cape Investment Advisory's ten largest holdings make up 34% of its $388M portfolio in Q3 2026.
- Cape Investment Advisory opened 89 new positions and closed 69 in Q3 2026.
- Cape Investment Advisory's portfolio value rose 3.8% quarter-over-quarter to $388M.
Based on Cape Investment Advisory's 13F filing for Q3 2026, filed 13 Oct 2026.