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CIA

Cape Investment Advisory Portfolio holdings

AUM $301M
1-Year Est. Return 15.49%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+15.49%
3 Year Est. Return
+54.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
1
Schwab US Broad Market ETF
SCHB
$43B
$39.8M 13.22%
1,584,194
+19,827
+1% +$520K
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$18.4M 6.1%
601,671
+3,839
+0.6% +$120K
BINC icon
3
BlackRock Flexible Income ETF
BINC
$16.1B
$11.3M 3.75%
216,933
+20,861
+11% +$1.1M
SCHJ icon
4
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$872M
$8.41M 2.8%
340,246
+15,813
+5% +$393K
SCHG icon
5
Schwab US Large-Cap Growth ETF
SCHG
$59.7B
$7.45M 2.48%
255,715
-281
-0.1% -$8.73K
MSFT icon
6
Microsoft
MSFT
$2.93T
$6.05M 2.01%
16,339
+378
+2% +$158K
SCHM icon
7
Schwab US Mid-Cap ETF
SCHM
$14.6B
$6.05M 2.01%
195,349
-47
-0% -$1.5K
RSP icon
8
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$5.86M 1.95%
30,510
+294
+1% +$58.3K
SCHD icon
9
Schwab US Dividend Equity ETF
SCHD
$100B
$5.65M 1.88%
184,113
+4,259
+2% +$129K
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$5.25M 1.75%
8,069
+250
+3% +$170K
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$4.23T
$5.14M 1.71%
17,859
-1,583
-8% -$497K
KO icon
12
Coca-Cola
KO
$351B
$4.91M 1.63%
64,569
+33,294
+106% +$2.52M
AMZN icon
13
Amazon
AMZN
$2.66T
$4.54M 1.51%
21,794
+132
+0.6% +$29.1K
CVX icon
14
Chevron
CVX
$373B
$4.17M 1.39%
20,172
-1,523
-7% -$278K
AAPL icon
15
Apple
AAPL
$4.9T
$4.05M 1.35%
15,959
-1,845
-10% -$480K
SCHE icon
16
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$3.92M 1.3%
118,998
+56
+0% +$1.91K
VNLA icon
17
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$3.91M 1.3%
80,083
+2,853
+4% +$140K
SCHF icon
18
Schwab International Equity ETF
SCHF
$65.4B
$3.79M 1.26%
152,970
+1,138
+0.7% +$28.9K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$881B
$3.67M 1.22%
5,619
+1,503
+37% +$1.03M
MGMT icon
20
Ballast Small/Mid Cap ETF
MGMT
$178M
$3.67M 1.22%
81,233
+442
+0.5% +$20.9K
SPYM
21
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$3.37M 1.12%
44,087
+6,513
+17% +$521K
META icon
22
Meta Platforms (Facebook)
META
$1.64T
$3.14M 1.05%
5,492
+131
+2% +$84K
GOOG icon
23
Alphabet (Google) Class C
GOOG
$4.22T
$2.72M 0.91%
9,498
+200
+2% +$62.8K
TSM icon
24
TSMC
TSM
$2.07T
$2.67M 0.89%
7,894
-1,383
-15% -$476K
NVDA icon
25
NVIDIA
NVDA
$4.91T
$2.5M 0.83%
14,328
+1,007
+8% +$185K
1
2 3 4 5

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UBG
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VIM
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ACM
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UWM
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M2MC
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CIM
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FPCG
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Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.