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Cape Investment Advisory Portfolio holdings

AUM $301M
1-Year Est. Return 15.49%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+15.49%
3 Year Est. Return
+54.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
26
Southern Company
SO
$107B
$2.46M 0.82%
25,477
+1,428
+6% +$132K
SCHW
27
Charles Schwab
SCHW
$177B
$2.37M 0.79%
25,252
-1,220
-5% -$120K
IUSB icon
28
iShares Core Universal USD Bond ETF
IUSB
$42.8B
$2.31M 0.77%
49,945
+8,338
+20% +$389K
JAAA icon
29
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$2.04M 0.68%
40,580
-334
-0.8% -$16.9K
ILCG icon
30
iShares Morningstar Growth ETF
ILCG
$3.12B
$1.95M 0.65%
20,455
-500
-2% -$50.8K
BKNG icon
31
Booking.com
BKNG
$141B
$1.95M 0.65%
11,575
– –
V icon
32
Visa
V
$682B
$1.89M 0.63%
6,250
+1,099
+21% +$353K
AMAT icon
33
Applied Materials
AMAT
$421B
$1.87M 0.62%
5,464
-1,450
-21% -$488K
QQQ icon
34
Invesco QQQ Trust
QQQ
$466B
$1.85M 0.62%
3,205
-84
-3% -$51K
SCHH icon
35
Schwab US REIT ETF
SCHH
$11.6B
$1.78M 0.59%
82,870
+885
+1% +$19.4K
IQV icon
36
IQVIA
IQV
$34.4B
$1.77M 0.59%
10,380
-290
-3% -$56.6K
PJUN icon
37
Innovator US Equity Power Buffer ETF June
PJUN
$945M
$1.74M 0.58%
41,525
– –
MCBS icon
38
MetroCity Bankshares
MCBS
$1.04B
$1.71M 0.57%
59,752
+252
+0.4% +$7.11K
PNOV icon
39
Innovator US Equity Power Buffer ETF November
PNOV
$906M
$1.7M 0.57%
41,700
+700
+2% +$29.2K
POCT icon
40
Innovator US Equity Power Buffer ETF October
POCT
$964M
$1.61M 0.54%
37,450
-305
-0.8% -$13.4K
PSEP icon
41
Innovator US Equity Power Buffer ETF September
PSEP
$845M
$1.58M 0.53%
36,661
-550
-1% -$24.1K
SCHY icon
42
Schwab International Dividend Equity ETF
SCHY
$2.39B
$1.56M 0.52%
49,312
+290
+0.6% +$9.2K
XOM icon
43
ExxonMobil
XOM
$611B
$1.55M 0.52%
9,161
+2,858
+45% +$417K
DIS icon
44
Walt Disney
DIS
$170B
$1.5M 0.5%
15,533
-46
-0.3% -$4.86K
DDFM
45
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
$47M
$1.47M 0.49%
+78,161
New +$1.48M
SCHA icon
46
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$1.39M 0.46%
47,862
-646
-1% -$19.4K
MA icon
47
Mastercard
MA
$480B
$1.39M 0.46%
2,777
-78
-3% -$41.1K
VEA icon
48
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.38M 0.46%
21,536
+624
+3% +$41.2K
MU icon
49
Micron Technology
MU
$959B
$1.34M 0.45%
3,977
-12
-0.3% -$4.7K
ELV icon
50
Elevance Health
ELV
$80.9B
$1.31M 0.43%
4,465
+435
+11% +$143K
1
2
3 4 5

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GCC
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UBG
United Bank (Georgia) Zebulon, Georgia $301M AUM 19.61% 1-Year Est. Return
VIM
Vista Investment Management Pittsburgh, Pennsylvania $301M AUM 17.29% 1-Year Est. Return
ACM
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UWM
USAdvisors Wealth Management Eden Prairie, Minnesota $301M AUM 15.03% 1-Year Est. Return
M2MC
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CIM
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FPCG
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Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.