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CIA

Cape Investment Advisory Portfolio holdings

AUM $301M
1-Year Est. Return 15.49%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+15.49%
3 Year Est. Return
+54.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
76
Home Depot
HD
$338B
$824K 0.27%
2,505
+458
+22% +$167K
IMCG icon
77
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.88B
$815K 0.27%
10,351
-349
-3% -$28.6K
COR icon
78
Cencora
COR
$59.9B
$811K 0.27%
2,583
-108
-4% -$37.7K
BAC icon
79
Bank of America
BAC
$430B
$799K 0.27%
16,386
+2,972
+22% +$153K
MO icon
80
Altria Group
MO
$124B
$792K 0.26%
12,007
-825
-6% -$53.1K
BRK.B icon
81
Berkshire Hathaway Class B
BRK.B
$1.06T
$791K 0.26%
1,650
-48
-3% -$23.6K
ADSK icon
82
Autodesk
ADSK
$46.1B
$747K 0.25%
3,119
-228
-7% -$57.3K
MBB icon
83
iShares MBS ETF
MBB
$39.3B
$746K 0.25%
7,859
+914
+13% +$87.3K
T icon
84
AT&T
T
$152B
$738K 0.25%
25,472
+13,634
+115% +$364K
WFC icon
85
Wells Fargo
WFC
$265B
$728K 0.24%
9,145
+188
+2% +$16.1K
NGG icon
86
National Grid
NGG
$83.6B
$725K 0.24%
8,569
-245
-3% -$21.1K
QCOM icon
87
Qualcomm
QCOM
$181B
$721K 0.24%
5,598
-358
-6% -$52.3K
IEMG icon
88
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$714K 0.24%
10,243
-99
-1% -$7.14K
ADBE icon
89
Adobe
ADBE
$94.3B
$696K 0.23%
2,864
+63
+2% +$17.5K
MAS icon
90
Masco
MAS
$15.9B
$695K 0.23%
11,515
-417
-3% -$28.2K
PAUG icon
91
Innovator US Equity Power Buffer ETF August
PAUG
$863M
$695K 0.23%
16,270
-125
-0.8% -$5.42K
SPDW icon
92
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
$690K 0.23%
15,112
-12
-0.1% -$563
BND icon
93
Vanguard Total Bond Market
BND
$159B
$678K 0.23%
9,208
-2,205
-19% -$164K
PM icon
94
Philip Morris
PM
$301B
$673K 0.22%
4,073
-24
-0.6% -$4.17K
VUG icon
95
Vanguard Growth ETF
VUG
$221B
$657K 0.22%
9,024
+1,764
+24% +$137K
VB icon
96
Vanguard Small-Cap ETF
VB
$79.7B
$657K 0.22%
2,508
+241
+11% +$65.2K
JNJ icon
97
Johnson & Johnson
JNJ
$609B
$655K 0.22%
2,679
-139
-5% -$32.4K
EFV icon
98
iShares MSCI EAFE Value ETF
EFV
$26B
$639K 0.21%
8,597
+1,092
+15% +$82.1K
DFUS
99
Dimensional US Equity ETF
DFUS
$20.8B
$630K 0.21%
8,884
-18
-0.2% -$1.33K
KOCT icon
100
Innovator US Small Cap Power Buffer ETF October
KOCT
$143M
$628K 0.21%
18,500
-100
-0.5% -$3.44K
2 3
4
5 6

Similar funds

GCC
Game Creek Capital Boston, Massachusetts $301M AUM 48.93% 1-Year Est. Return
UBG
United Bank (Georgia) Zebulon, Georgia $301M AUM 19.61% 1-Year Est. Return
VIM
Vista Investment Management Pittsburgh, Pennsylvania $301M AUM 17.29% 1-Year Est. Return
ACM
Absolute Capital Management Pittsburgh, Pennsylvania $301M AUM 21.67% 1-Year Est. Return
UWM
USAdvisors Wealth Management Eden Prairie, Minnesota $301M AUM 15.03% 1-Year Est. Return
M2MC
Matthew 25 Management Corp Ambler, Pennsylvania $301M AUM 35.04% 1-Year Est. Return
CIM
Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return
FPCG
Forum Private Client Group Fishers, Indiana $300M AUM 12.15% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.