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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
1
Schwab US Broad Market ETF
SCHB
$42.7B
$25.2M 14.29%
1,517,790
-38,781
-2% -$671K
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$12.9M 7.3%
599,574
+876
+0.1% +$19.7K
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$58.6B
$5.78M 3.27%
317,748
-5,792
-2% -$109K
SCHM icon
4
Schwab US Mid-Cap ETF
SCHM
$14.5B
$4.83M 2.74%
214,095
-2,619
-1% -$62K
MSFT icon
5
Microsoft
MSFT
$2.9T
$4.35M 2.47%
13,785
+306
+2% +$101K
CVX icon
6
Chevron
CVX
$382B
$3.86M 2.19%
22,889
+12,614
+123% +$2.04M
VNLA icon
7
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$3.15M 1.78%
65,606
-609
-0.9% -$29.2K
SCHE icon
8
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$3.12M 1.77%
130,472
-3,855
-3% -$95.5K
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$4.01T
$2.98M 1.69%
22,770
+650
+3% +$84.1K
AAPL icon
10
Apple
AAPL
$4.97T
$2.9M 1.64%
16,931
-5,830
-26% -$1.07M
AMZN icon
11
Amazon
AMZN
$2.5T
$2.58M 1.46%
20,278
-389
-2% -$52.1K
SCHD icon
12
Schwab US Dividend Equity ETF
SCHD
$103B
$2.35M 1.33%
99,762
+9,339
+10% +$229K
SCHF icon
13
Schwab International Equity ETF
SCHF
$65.5B
$2.33M 1.32%
137,486
-286
-0.2% -$5.05K
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.01T
$1.98M 1.12%
15,033
-737
-5% -$95.8K
JAAA icon
15
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.82M 1.03%
36,259
+112
+0.3% +$5.61K
MA icon
16
Mastercard
MA
$488B
$1.67M 0.95%
4,222
+83
+2% +$33.3K
IQV icon
17
IQVIA
IQV
$35.1B
$1.61M 0.91%
8,177
+210
+3% +$45.6K
BKNG icon
18
Booking.com
BKNG
$143B
$1.6M 0.91%
12,950
+200
+2% +$24.2K
PSEP icon
19
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$1.59M 0.9%
49,190
+11,350
+30% +$374K
QQQ icon
20
Invesco QQQ Trust
QQQ
$446B
$1.59M 0.9%
4,425
+119
+3% +$44.1K
META icon
21
Meta Platforms (Facebook)
META
$1.53T
$1.56M 0.89%
5,212
+128
+3% +$38.6K
SPY icon
22
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$1.56M 0.89%
3,659
-817
-18% -$363K
MCBS icon
23
MetroCity Bankshares
MCBS
$1,000M
$1.5M 0.85%
76,000
– –
ILCG icon
24
iShares Morningstar Growth ETF
ILCG
$3.08B
$1.4M 0.79%
23,406
-3
-0% -$187
MGMT icon
25
Ballast Small/Mid Cap ETF
MGMT
$174M
$1.39M 0.79%
40,304
-50
-0.1% -$1.77K
1
2 3 4 5

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BTD
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SPWM
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HPM
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CAG
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LWMNY
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CIM
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Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.