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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$179M
AUM Growth
+$14.9M
Cap. Flow
+$4.55M
Cap. Flow %
2.54%
Top 10 Hldgs %
40.34%
Holding
994
New
32
Increased
317
Reduced
151
Closed
83

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$776K
2
FISV
Fiserv Inc
FISV
+$741K
3
QCOM icon
Qualcomm
QCOM
+$669K
4
PJUN icon
Innovator US Equity Power Buffer ETF June
PJUN
+$476K
5
CMG icon
Chipotle Mexican Grill
CMG
+$396K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$572K
2
MSFT icon
Microsoft
MSFT
+$433K
3
META icon
Meta Platforms (Facebook)
META
+$302K
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$275K
5
GSK icon
GSK
GSK
+$146K

Sector Composition

Rank Sector Weight
1 Technology 9.19%
2 Communication Services 5.1%
3 Healthcare 4.92%
4 Consumer Discretionary 4.87%
5 Financials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
1
Schwab US Broad Market ETF
SCHB
$42.8B
$26.8M 14.98%
1,556,571
+1,572
+0.1% +$25.6K
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$13.4M 7.48%
598,698
+9,180
+2% +$200K
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$6.06M 3.39%
323,540
-8,172
-2% -$140K
SCHM icon
4
Schwab US Mid-Cap ETF
SCHM
$14.6B
$5.13M 2.87%
216,714
-1,437
-0.7% -$32.4K
MSFT icon
5
Microsoft
MSFT
$2.84T
$4.59M 2.56%
13,479
-1,382
-9% -$433K
AAPL icon
6
Apple
AAPL
$4.89T
$4.41M 2.47%
22,761
+4,455
+24% +$776K
SCHE icon
7
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$3.31M 1.85%
134,327
-450
-0.3% -$11K
VNLA icon
8
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$3.16M 1.77%
66,215
+229
+0.3% +$10.9K
AMZN icon
9
Amazon
AMZN
$2.5T
$2.69M 1.5%
20,667
+299
+1% +$34.1K
GOOGL icon
10
Alphabet (Google) Class A
GOOGL
$3.91T
$2.65M 1.48%
22,120
-4,966
-18% -$572K
SCHF icon
11
Schwab International Equity ETF
SCHF
$65.6B
$2.46M 1.37%
137,772
+1,208
+0.9% +$21.5K
SCHD icon
12
Schwab US Dividend Equity ETF
SCHD
$102B
$2.19M 1.22%
90,423
-1,137
-1% -$27.2K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.98M 1.11%
4,476
+576
+15% +$242K
GOOG icon
14
Alphabet (Google) Class C
GOOG
$3.9T
$1.91M 1.07%
15,770
+170
+1% +$19.7K
JAAA icon
15
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.8M 1.01%
36,147
+34
+0.1% +$1.69K
IQV icon
16
IQVIA
IQV
$34.7B
$1.79M 1%
7,967
-21
-0.3% -$4.22K
BSV icon
17
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.74M 0.97%
23,062
-3,608
-14% -$275K
MA icon
18
Mastercard
MA
$477B
$1.63M 0.91%
4,139
-45
-1% -$16.9K
CVX icon
19
Chevron
CVX
$388B
$1.62M 0.9%
10,275
+135
+1% +$21.6K
QQQ icon
20
Invesco QQQ Trust
QQQ
$455B
$1.59M 0.89%
4,306
+173
+4% +$58.2K
COR icon
21
Cencora
COR
$60.3B
$1.57M 0.88%
8,148
+99
+1% +$17.1K
ILCG icon
22
iShares Morningstar Growth ETF
ILCG
$3.1B
$1.46M 0.82%
23,409
-606
-3% -$34.8K
META icon
23
Meta Platforms (Facebook)
META
$1.51T
$1.46M 0.81%
5,084
-1,225
-19% -$302K
SCHA icon
24
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$1.45M 0.81%
65,998
-852
-1% -$17.8K
MGMT icon
25
Ballast Small/Mid Cap ETF
MGMT
$177M
$1.43M 0.8%
40,354
-517
-1% -$17.2K
1
2 3 4 5

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BTD
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SPWM
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HPM
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CAG
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LWMNY
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Cape Investment Advisory's Q2 2023 Portfolio in Review

As of Q2 2023, Cape Investment Advisory held 994 positions worth $179M, up 9.1% from $164M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Cape Investment Advisory's Q2 2023 filing shows 32 new, 317 increased, 151 reduced and 83 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 3,712 shares worth $187K. The largest sale was Alphabet (Google) Class A, an estimated $572K.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Healthcare.

  • Cape Investment Advisory's largest Q2 2023 buy was iShares Ultra Short Duration Bond Active ETF: 3,712 shares worth $187K.
  • Cape Investment Advisory added most to Apple in Q2 2023, an estimated $776K increase.
  • Cape Investment Advisory's biggest Q2 2023 reduction was Alphabet (Google) Class A, cutting an estimated $572K.
  • Cape Investment Advisory fully exited Dollar Tree in Q2 2023, selling an estimated $49.1K.
  • Cape Investment Advisory's ten largest holdings make up 40% of its $179M portfolio in Q2 2023.
  • Cape Investment Advisory opened 32 new positions and closed 83 in Q2 2023.
  • Cape Investment Advisory's portfolio value rose 9.1% quarter-over-quarter to $179M.

Based on Cape Investment Advisory's 13F filing for Q2 2023, filed 12 Oct 2023.