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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
1
Schwab US Broad Market ETF
SCHB
$42.8B
$28.1M 13.75%
1,515,828
-1,962
-0.1% -$33.9K
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$14M 6.87%
600,876
+1,302
+0.2% +$28.5K
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$6.35M 3.1%
306,008
-11,740
-4% -$227K
AAPL icon
4
Apple
AAPL
$4.94T
$5.45M 2.66%
28,298
+11,367
+67% +$2.1M
MSFT icon
5
Microsoft
MSFT
$2.91T
$5.34M 2.61%
14,191
+406
+3% +$145K
SCHM icon
6
Schwab US Mid-Cap ETF
SCHM
$14.5B
$5.31M 2.6%
211,389
-2,706
-1% -$62K
AMZN icon
7
Amazon
AMZN
$2.49T
$3.52M 1.72%
23,185
+2,907
+14% +$407K
GOOGL icon
8
Alphabet (Google) Class A
GOOGL
$4.01T
$3.47M 1.7%
24,856
+2,086
+9% +$280K
SCHE icon
9
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$3.23M 1.58%
130,094
-378
-0.3% -$9.09K
CVX icon
10
Chevron
CVX
$381B
$3.12M 1.53%
20,939
-1,950
-9% -$295K
VNLA icon
11
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$2.97M 1.45%
61,402
-4,204
-6% -$202K
SCHD icon
12
Schwab US Dividend Equity ETF
SCHD
$103B
$2.83M 1.39%
111,708
+11,946
+12% +$285K
SCHF icon
13
Schwab International Equity ETF
SCHF
$65.7B
$2.59M 1.27%
140,138
+2,652
+2% +$46K
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.01T
$2.31M 1.13%
16,361
+1,328
+9% +$180K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$2.15M 1.05%
4,532
+873
+24% +$389K
IQV icon
16
IQVIA
IQV
$35.3B
$1.91M 0.94%
8,269
+92
+1% +$18.9K
POCT icon
17
Innovator US Equity Power Buffer ETF October
POCT
$957M
$1.91M 0.93%
52,870
+17,600
+50% +$613K
META icon
18
Meta Platforms (Facebook)
META
$1.52T
$1.91M 0.93%
5,385
+173
+3% +$56.3K
BKNG icon
19
Booking.com
BKNG
$144B
$1.86M 0.91%
13,125
+175
+1% +$21.8K
JAAA icon
20
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$1.84M 0.9%
36,571
+312
+0.9% +$15.7K
MCBS icon
21
MetroCity Bankshares
MCBS
$984M
$1.83M 0.89%
76,000
– –
MGMT icon
22
Ballast Small/Mid Cap ETF
MGMT
$174M
$1.8M 0.88%
48,628
+8,324
+21% +$286K
MA icon
23
Mastercard
MA
$488B
$1.75M 0.86%
4,105
-117
-3% -$47K
SCHW
24
Charles Schwab
SCHW
$180B
$1.72M 0.84%
24,944
+705
+3% +$40.7K
PSEP icon
25
Innovator US Equity Power Buffer ETF September
PSEP
$843M
$1.71M 0.84%
49,190
– –
1
2 3 4 5

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AWM
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BTD
BankPlus Trust Department Jackson, Mississippi $374M AUM 18.54% 1-Year Est. Return
SPWM
Straight Path Wealth Management Jenison, Michigan $374M AUM 22.6% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.