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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$325M
AUM Growth
+$223M
Cap. Flow
+$220M
Cap. Flow %
67.72%
Top 10 Hldgs %
35.77%
Holding
1,342
New
496
Increased
527
Reduced
95
Closed
34

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$40.4M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$17.2M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$10.2M
4
SCHJ icon
Schwab 1-5 Year Corporate Bond ETF
SCHJ
+$8.08M
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.97M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$421K
2
FISV
Fiserv Inc
FISV
+$235K
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$233K
4
ETR icon
Entergy
ETR
+$184K
5
FBND icon
Fidelity Total Bond ETF
FBND
+$136K

Sector Composition

Rank Sector Weight
1 Technology 9.58%
2 Communication Services 5.21%
3 Financials 4.79%
4 Consumer Discretionary 4.26%
5 Healthcare 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
1
Schwab US Broad Market ETF
SCHB
$42.9B
$41M 12.62%
1,564,367
+1,551,606
+12,159% +$40.4M
SCHV
2
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$17.7M 5.44%
597,832
+587,699
+5,800% +$17.2M
BINC icon
3
BlackRock Flexible Income ETF
BINC
$16.1B
$10.3M 3.18%
196,072
+192,518
+5,417% +$10.2M
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$59B
$8.35M 2.57%
255,996
+245,003
+2,229% +$7.97M
SCHJ icon
5
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
$8.08M 2.48%
+324,433
New +$8.08M
MSFT icon
6
Microsoft
MSFT
$2.92T
$7.72M 2.37%
15,961
+7,549
+90% +$3.78M
GOOGL icon
7
Alphabet (Google) Class A
GOOGL
$4.03T
$6.09M 1.87%
19,442
+4,739
+32% +$1.35M
SCHM icon
8
Schwab US Mid-Cap ETF
SCHM
$14.5B
$5.88M 1.81%
195,396
+195,372
+814,050% +$5.82M
RSP icon
9
Invesco S&P 500 Equal Weight ETF
RSP
$96.9B
$5.79M 1.78%
+30,216
New +$5.74M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$5.33M 1.64%
7,819
+6,580
+531% +$4.45M
AMZN icon
11
Amazon
AMZN
$2.53T
$5M 1.54%
21,662
+6,705
+45% +$1.53M
SCHD icon
12
Schwab US Dividend Equity ETF
SCHD
$103B
$4.93M 1.52%
179,854
+175,406
+3,943% +$4.77M
AAPL icon
13
Apple
AAPL
$4.96T
$4.84M 1.49%
17,804
+13,802
+345% +$3.71M
SCHE icon
14
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$3.9M 1.2%
118,942
+118,862
+148,578% +$3.96M
VNLA icon
15
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$3.8M 1.17%
+77,230
New +$3.8M
SCHF icon
16
Schwab International Equity ETF
SCHF
$66B
$3.65M 1.12%
151,832
+151,505
+46,332% +$3.6M
MGMT icon
17
Ballast Small/Mid Cap ETF
MGMT
$175M
$3.58M 1.1%
+80,791
New +$3.53M
META icon
18
Meta Platforms (Facebook)
META
$1.54T
$3.54M 1.09%
5,361
+1,546
+41% +$1.03M
CVX icon
19
Chevron
CVX
$381B
$3.31M 1.02%
21,695
+21,505
+11,318% +$3.28M
SPYM
20
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$3.01M 0.93%
37,574
+14,880
+66% +$1.18M
GOOG icon
21
Alphabet (Google) Class C
GOOG
$4.03T
$2.92M 0.9%
9,298
+7,623
+455% +$2.18M
TSM icon
22
TSMC
TSM
$2.06T
$2.82M 0.87%
9,277
-300
-3% -$88K
IVV icon
23
iShares Core S&P 500 ETF
IVV
$871B
$2.82M 0.87%
4,116
+791
+24% +$537K
SCHW
24
Charles Schwab
SCHW
$181B
$2.64M 0.81%
26,472
-74
-0.3% -$7.02K
NVDA icon
25
NVIDIA
NVDA
$4.87T
$2.48M 0.76%
13,321
+9,258
+228% +$1.72M
1
2 3 4 5

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Cape Investment Advisory's Q4 2025 Portfolio in Review

As of Q4 2025, Cape Investment Advisory held 1,342 positions worth $325M, up 220% from $102M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Cape Investment Advisory deployed $220M of net new capital in Q4 2025, opening 496 new positions and adding to 527 existing holdings. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 324,433 shares worth $8.08M.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 17% a quarter earlier, followed by Communication Services and Financials.

On the sell side, the largest reduction was UnitedHealth, an estimated $421K trimmed.

  • Cape Investment Advisory's largest Q4 2025 buy was Schwab 1-5 Year Corporate Bond ETF: 324,433 shares worth $8.08M.
  • Cape Investment Advisory added most to Schwab US Broad Market ETF in Q4 2025, an estimated $40.4M increase.
  • Cape Investment Advisory's biggest Q4 2025 reduction was UnitedHealth, cutting an estimated $421K.
  • Cape Investment Advisory fully exited Hanesbrands in Q4 2025, selling an estimated $24.7K.
  • Cape Investment Advisory's ten largest holdings make up 36% of its $325M portfolio in Q4 2025.
  • Cape Investment Advisory opened 496 new positions and closed 34 in Q4 2025.
  • Cape Investment Advisory's portfolio value rose 220% quarter-over-quarter to $325M.

Based on Cape Investment Advisory's 13F filing for Q4 2025, filed 17 Feb 2026.