PS
PFD

Principal Securities’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Principal Securities’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		– Sell
-332
Closed -$3.47K – 3521
2024
Q2 		$3.47K Sell
332
-708
-68% -$7.27K ﹤0.01% 2753
2024
Q1 		$11K Hold
1,040
– – ﹤0.01% 2283
2023
Q4 		$10.3K Buy
+1,040
New +$9.78K ﹤0.01% 2226

Other funds holding PFD

CIBC Private Wealth Group
CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
AA
AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Principal Securities's PFD Position: Q3 2024 in Review

Principal Securities sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2024, closing a stake of 332 shares — an estimated $3.47K sold.

Principal Securities first reported a position in PFD in Q4 2023 and held it in 3 quarters. The position peaked at $11K in Q1 2024. 45 funds tracked by Wall St. Rank hold PFD as of Q3 2024.

  • Principal Securities reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2024 after selling out during the quarter.
  • Principal Securities sold 332 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2024, an estimated $3.47K.
  • Principal Securities first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q4 2023 and held it in 3 quarters.
  • Principal Securities's Flaherty & Crumrine Preferred and Income Fund position peaked at $11K in Q1 2024.
  • 45 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2024.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.