PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

30 hedge funds and large institutions have $12.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PWS
1
Private Wealth Strategies
Ohio
$1.25M
2
Wells Fargo
2
Wells Fargo
California
$1.37M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$607K
4
SW
4
SVB Wealth
Massachusetts
$61K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$308K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$0
2
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.53M
4
PAS
4
Partnervest Advisory Services
California
$261K
5
Invesco
5
Invesco
Georgia
$575K
Name Market Value Shares Shares
Change 		Shares
Change %
Carson Wealth (CWM LLC)
26
Carson Wealth (CWM LLC)
Nebraska
$22K 1,290 – –
GWM
27
Geneos Wealth Management
Colorado
$18K 1,190 – –
Citigroup
28
Citigroup
New York
$16K 1,050 – –
JPLA
29
Joseph P. Lucia & Associates
New York
$14K 900 -3,100 -78%
US Bancorp
30
US Bancorp
Minnesota
$5K 300 – –
Cohen & Steers
31
Cohen & Steers
New York
– – -71,121 Closed
FIA
32
FNY Investment Advisers
New York
– – -4,480 Closed
CFGS
33
Concourse Financial Group Securities
Alabama
– – – –
1
2