FIA
PFD

FNY Investment Advisers’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

FNY Investment Advisers’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-4,480
Closed -$66K – 1020
2019
Q3 		$66K Buy
+4,480
New +$67.3K 0.02% 369

Other funds holding PFD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PWS
Private Wealth Strategies New Albany, Ohio $498M AUM 17.23% 1-Year Est. Return
FDCDDQ
Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

FNY Investment Advisers's PFD Position: Q4 2019 in Review

FNY Investment Advisers sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q4 2019, closing a stake of 4,480 shares — an estimated $66K sold.

FNY Investment Advisers first reported a position in PFD in Q3 2019 and held it in 1 quarter. The position peaked at $66K in Q3 2019. 30 funds tracked by Wall St. Rank hold PFD as of Q4 2019.

  • FNY Investment Advisers reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q4 2019 after selling out during the quarter.
  • FNY Investment Advisers sold 4,480 Flaherty & Crumrine Preferred and Income Fund shares in Q4 2019, an estimated $66K.
  • FNY Investment Advisers first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q3 2019 and held it in 1 quarter.
  • FNY Investment Advisers's Flaherty & Crumrine Preferred and Income Fund position peaked at $66K in Q3 2019.
  • 30 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q4 2019.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.