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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$17.8M -$852K -90,421 -5%
KIM
2
Karpus Investment Management
New York
$10.6M +$10.5M +1,116,675 New
RCM
3
Rivernorth Capital Management
Florida
$8.39M +$6.75M +716,430 +425%
AAM
4
Advisors Asset Management
Colorado
$6.11M -$255K -27,118 -4%
IA
5
Icon Advisers
Colorado
$3.67M +$3.65M +387,673 New
Wells Fargo
6
Wells Fargo
California
$1.63M -$109K -11,575 -6%
WC
7
Whitney & Co
New York
$435K -$105K -11,168 -19%
CCP
8
Clough Capital Partners
Massachusetts
$382K +$380K +40,334 New
WAM
9
Wolverine Asset Management
Illinois
$244K +$243K +25,786 New
Morgan Stanley
10
Morgan Stanley
New York
$213K +$18.8K +2,000 +10%
Bank of America
11
Bank of America
North Carolina
$196K -$4.83K -513 -2%
GHAM
12
Gilman Hill Asset Management
Connecticut
$166K -$70.7K -7,500 -30%
PMG
13
ProVise Management Group
Florida
$157K +$157K +16,708 New
PAG
14
Private Advisor Group
New Jersey
$125K +$124K +13,200 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$121K -$75.6K -8,029 -39%
LPL Financial
16
LPL Financial
California
$120K +$311 +33 +0.3%
UBS Group
17
UBS Group
Switzerland
$100K -$8.82K -936 -8%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$94K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$77K -$11.7K -1,239 -13%
HNB
20
Huntington National Bank
Ohio
$52K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$23K -$8.63K -916 -28%
BRC
22
Bell Rock Capital
Delaware
$21K
BCWM
23
Bartlett & Co Wealth Management
Ohio
$18.2K
BC
24
Bartlett & Co
Ohio
$18K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$16K