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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$5.1M -$724K -91,036 -13%
BI
2
Bulldog Investors
New Jersey
$4.55M +$1.77M +222,296 +64%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$4.01M -$20.5K -2,580 -0.5%
Morgan Stanley
4
Morgan Stanley
New York
$2.84M -$1.12M -140,290 -28%
Saba Capital Management
5
Saba Capital Management
New York
$2.83M -$95.2K -11,972 -3%
Rivernorth Capital Management
6
Rivernorth Capital Management
Florida
$2.82M +$603K +75,802 +27%
Wells Fargo
7
Wells Fargo
California
$650K -$12.2K -1,535 -2%
Landscape Capital Management
8
Landscape Capital Management
New Jersey
$635K +$55.8K +7,022 +10%
Invesco
9
Invesco
Georgia
$393K -$19K -2,387 -5%
Bank of America
10
Bank of America
North Carolina
$247K +$30.2K +3,797 +14%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
$212K – – –
Curi RMB Capital
12
Curi RMB Capital
Illinois
$193K +$191K +24,060 New
ICOA
13
Investment Centers of America
North Dakota
$167K +$165K +20,711 New
UBS Group
14
UBS Group
Switzerland
$162K +$24.2K +3,042 +18%
Gilman Hill Asset Management
15
Gilman Hill Asset Management
Connecticut
$160K – – –
ProVise Management Group
16
ProVise Management Group
Florida
$134K – – –
LPL Financial
17
LPL Financial
California
$115K +$115K +14,409 New
MIC
18
Meridian Investment Counsel
California
$113K – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$108K +$31.8K +4,000 +42%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$107K +$106K +13,347 New
Clear Harbor Asset Management
21
Clear Harbor Asset Management
Connecticut
$103K – – –
AQR Arbitrage
22
AQR Arbitrage
Connecticut
$86K -$173K -21,814 -67%
Citigroup
23
Citigroup
New York
$24K +$1.59K +200 +7%
Blue Bell Private Wealth Management
24
Blue Bell Private Wealth Management
Pennsylvania
$22K – – –
SignatureFD
25
SignatureFD
Georgia
$19K – – –