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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$3.52M +$3.35M +389,982 +2,977%
Baird Financial Group
2
Baird Financial Group
Wisconsin
$1.16M +$1.15M +133,285 New
Kerntke Otto McGlone Wealth Management Group
3
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$593K +$5.23K +608 +0.9%
Bulldog Investors
4
Bulldog Investors
New Jersey
$452K +$239K +27,745 +116%
Osaic Holdings
5
Osaic Holdings
Arizona
$385K +$307K +35,644 +426%
Mid Atlantic Financial Management
6
Mid Atlantic Financial Management
Pennsylvania
$347K +$342K +39,700 New
LPL Financial
7
LPL Financial
California
$336K +$331K +38,493 New
Wells Fargo
8
Wells Fargo
California
$315K +$59K +6,864 +24%
SeaCrest Wealth Management
9
SeaCrest Wealth Management
New York
$269K +$100K +11,665 +61%
Bank of America
10
Bank of America
North Carolina
$217K -$139K -16,156 -39%
Yakira Capital Management
11
Yakira Capital Management
Connecticut
$202K -$130K -15,109 -40%
Kestra Advisory Services
12
Kestra Advisory Services
Texas
$165K -$71K -8,258 -30%
ProVise Management Group
13
ProVise Management Group
Florida
$129K -$17.2K -2,000 -12%
Morgan Stanley
14
Morgan Stanley
New York
$120K +$10K +1,160 +9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$41K -$2.69K -313 -6%
McClarren Financial Advisors
16
McClarren Financial Advisors
Pennsylvania
$26K +$697 +81 +3%
BDO Wealth Advisors
17
BDO Wealth Advisors
Florida
$14K +$13.8K +1,600 New
Patriot Financial Group Insurance Agency
18
Patriot Financial Group Insurance Agency
Massachusetts
$10K – – –
Blue Bell Private Wealth Management
19
Blue Bell Private Wealth Management
Pennsylvania
$10K +$2.28K +265 +30%
Valeo Financial Advisors
20
Valeo Financial Advisors
Indiana
$7K – – –
Winmill & Co
21
Winmill & Co
New Hampshire
$7K +$3.44K +400 +100%
UBS Group
22
UBS Group
Switzerland
$4K -$6.68K -777 -65%
Millennium Management
23
Millennium Management
New York
– -$266K -30,958 Closed
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
– -$10K -1,150 Closed
Diversified
25
Diversified
Delaware
– -$2K -260 Closed