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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$6.28M -$403K -54,325 -6%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$3.01M -$3.18M -427,519 -49%
BI
3
Bulldog Investors
New Jersey
$1.96M -$321K -43,159 -13%
Invesco
4
Invesco
Georgia
$1.46M +$1.58M +212,094 New
Baird Financial Group
5
Baird Financial Group
Wisconsin
$1.28M +$349K +46,991 +34%
LPL Financial
6
LPL Financial
California
$880K +$84.9K +11,425 +10%
NA
7
NewEdge Advisors
Louisiana
$863K +$8.17K +1,100 +0.9%
YCM
8
Yakira Capital Management
Connecticut
$826K -$764K -102,926 -46%
Wells Fargo
9
Wells Fargo
California
$816K +$15.8K +2,130 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$779K +$335K +45,087 +66%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$694K -$690K -92,947 -48%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$590K +$278K +37,448 +78%
RJA
13
Raymond James & Associates
Florida
$424K -$33.4K -4,500 -7%
Morgan Stanley
14
Morgan Stanley
New York
$378K +$133K +17,954 +49%
SWM
15
SeaCrest Wealth Management
New York
$281K +$23.9K +3,220 +9%
GC
16
Guggenheim Capital
Illinois
$219K +$17.5K +2,350 +8%
SWM
17
Silverlake Wealth Management
Vermont
$204K -$25.3K -3,400 -10%
Millennium Management
18
Millennium Management
New York
$178K +$192K +25,797 New
Bank of America
19
Bank of America
North Carolina
$177K +$24.6K +3,306 +15%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$176K +$190K +25,572 New
CL
21
CSS LLC
Illinois
$141K -$109K -14,708 -42%
CAN
22
Cetera Advisor Networks
California
$129K
CCM
23
CTC Capital Management
Illinois
$117K
MFG
24
Merit Financial Group
Georgia
$101K
LMKC
25
L.M. Kohn & Company
Ohio
$99K -$7 -1 -0%