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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$1.3M -$1.31K -137 -0.1%
Kerntke Otto McGlone Wealth Management Group
2
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$661K +$1.25K +131 +0.2%
Bulldog Investors
3
Bulldog Investors
New Jersey
$503K – – –
Mid Atlantic Financial Management
4
Mid Atlantic Financial Management
Pennsylvania
$413K +$25.8K +2,700 +7%
LPL Financial
5
LPL Financial
California
$376K +$1.38K +145 +0.4%
SeaCrest Wealth Management
6
SeaCrest Wealth Management
New York
$366K +$64.9K +6,807 +22%
Wells Fargo
7
Wells Fargo
California
$349K -$1.56K -163 -0.5%
Bank of America
8
Bank of America
North Carolina
$242K – – –
Kestra Advisory Services
9
Kestra Advisory Services
Texas
$186K +$2.07K +217 +1%
Morgan Stanley
10
Morgan Stanley
New York
$150K +$16.2K +1,701 +12%
ProVise Management Group
11
ProVise Management Group
Florida
$143K – – –
Cetera Advisor Networks
12
Cetera Advisor Networks
California
$118K +$115K +12,100 New
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$100K -$3.75M -392,856 -97%
Osaic Holdings
14
Osaic Holdings
Arizona
$89K -$332K -34,813 -79%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$46K +$744 +78 +2%
Winmill & Co
16
Winmill & Co
New Hampshire
$32K +$23.3K +2,440 +305%
McClarren Financial Advisors
17
McClarren Financial Advisors
Pennsylvania
$29K +$687 +72 +2%
BDO Wealth Advisors
18
BDO Wealth Advisors
Florida
$16K – – –
Patriot Financial Group Insurance Agency
19
Patriot Financial Group Insurance Agency
Massachusetts
$11K – – –
UBS Group
20
UBS Group
Switzerland
$4K – – –
Advisory Services Network
21
Advisory Services Network
Georgia
$4K +$3.43K +360 New
TS Financial Group (TSFG)
22
TS Financial Group (TSFG)
Illinois
$2K +$1.91K +200 New
Yakira Capital Management
23
Yakira Capital Management
Connecticut
– -$202K -23,106 Closed
Blue Bell Private Wealth Management
24
Blue Bell Private Wealth Management
Pennsylvania
– -$10K -1,135 Closed
Valeo Financial Advisors
25
Valeo Financial Advisors
Indiana
– -$7K -796 Closed