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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.77M -$382K -46,786 -7%
SCM
2
Saba Capital Management
New York
$4.03M -$825K -101,093 -17%
GC
3
Guggenheim Capital
Illinois
$3.13M -$485K -59,385 -13%
Morgan Stanley
4
Morgan Stanley
New York
$2.86M +$368K +45,094 +15%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.48M +$105K +12,919 +8%
Wells Fargo
6
Wells Fargo
California
$1.25M +$10.4K +1,270 +0.8%
KIM
7
Karpus Investment Management
New York
$1.02M +$41.6K +5,100 +4%
AA
8
AQR Arbitrage
Connecticut
$662K +$663K +81,230 New
Bank of America
9
Bank of America
North Carolina
$357K +$63.2K +7,746 +21%
TCM
10
Texan Capital Management
Texas
$302K
SFS
11
Shaker Financial Services
Virginia
$261K +$133K +16,235 +103%
LCM
12
Landscape Capital Management
New Jersey
$235K -$111K -13,556 -32%
CS
13
Credit Suisse
Switzerland
$191K
UBS Group
14
UBS Group
Switzerland
$158K -$33.6K -4,122 -17%
CRC
15
Curi RMB Capital
Illinois
$142K +$143K +17,464 New
PMG
16
ProVise Management Group
Florida
$136K -$8.16K -1,000 -6%
MIC
17
Meridian Investment Counsel
California
$115K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$109K +$24.5K +3,000 +29%
CHAM
19
Clear Harbor Asset Management
Connecticut
$105K +$8.16K +1,000 +8%
VKH
20
Virtu KCG Holdings
New York
$94K -$92.6K -11,344 -50%
WAM
21
Wolverine Asset Management
Illinois
$93K -$11.4K -1,396 -11%
AIG
22
American International Group
New York
$44.5K
S
23
SignatureFD
Georgia
$39K
Citigroup
24
Citigroup
New York
$38K +$37.9K +4,647 New
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$21K