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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$991K -$195K -19,985 -15%
MAFM
2
Mid Atlantic Financial Management
Pennsylvania
$664K +$325K +33,400 +79%
BFM
3
Boothbay Fund Management
New York
$657K +$731K +75,000 New
LPL Financial
4
LPL Financial
California
$551K +$236K +24,205 +63%
Wells Fargo
5
Wells Fargo
California
$459K +$162K +16,599 +46%
SWM
6
SeaCrest Wealth Management
New York
$444K +$127K +13,055 +35%
KAS
7
Kestra Advisory Services
Texas
$298K +$145K +14,935 +78%
Bank of America
8
Bank of America
North Carolina
$217K -$1.26K -129 -0.5%
DA
9
Doliver Advisors
Texas
$212K +$236K +24,229 New
CAN
10
Cetera Advisor Networks
California
$177K +$79.1K +8,120 +67%
Morgan Stanley
11
Morgan Stanley
New York
$145K +$11.6K +1,191 +8%
Osaic Holdings
12
Osaic Holdings
Arizona
$131K +$55.5K +5,700 +62%
PMG
13
ProVise Management Group
Florida
$129K
MFG
14
Merit Financial Group
Georgia
$128K +$143K +14,637 New
KOMWMG
15
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$102K -$549K -56,393 -83%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$98K +$109K +11,196 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$95K +$106K +10,878 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$42K +$809 +83 +2%
WC
19
Winmill & Co
New Hampshire
$28K
MFA
20
McClarren Financial Advisors
Pennsylvania
$27K +$740 +76 +2%
FIA
21
FNY Investment Advisers
New York
$26K +$29.2K +3,000 New
BWA
22
BDO Wealth Advisors
Florida
$14K
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$10K
US Bancorp
24
US Bancorp
Minnesota
$6K +$6.85K +703 New
UBS Group
25
UBS Group
Switzerland
$4K