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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$8.17M -$868K -139,668 -10%
Morgan Stanley
2
Morgan Stanley
New York
$3.14M -$124K -20,035 -4%
Raymond James Financial
3
Raymond James Financial
Florida
$2.47M +$40.9K +6,582 +2%
Invesco
4
Invesco
Georgia
$1.76M +$111K +17,913 +7%
AIA
5
Absolute Investment Advisers
Florida
$1.03M +$1.04M +167,337 New
AAM
6
Advisors Asset Management
Colorado
$746K -$2.61K -420 -0.3%
SIC
7
Samalin Investment Counsel
New York
$600K +$34.8K +5,607 +6%
Osaic Holdings
8
Osaic Holdings
Arizona
$516K +$118K +19,045 +29%
NA
9
NewEdge Advisors
Louisiana
$482K -$14.9K -2,400 -3%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$438K +$130K +20,915 +42%
SFS
11
Shaker Financial Services
Virginia
$425K -$51.3K -8,251 -11%
QL
12
Quarry LP
New York
$396K +$400K +64,342 New
LSC
13
Logan Stone Capital
Illinois
$342K +$345K +55,591 New
RCM
14
Rivernorth Capital Management
Florida
$323K +$327K +52,560 New
HI
15
Harbour Investments
Wisconsin
$308K -$9.99K -1,607 -3%
MOS
16
MGO One Seven
Ohio
$216K -$1.25K -202 -0.6%
Wealth Enhancement Advisory Services
17
Wealth Enhancement Advisory Services
Minnesota
$215K -$25.5K -4,111 -11%
MWM
18
Melfa Wealth Management
Massachusetts
$189K
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$188K -$10.1K -1,620 -5%
SWM
20
SeaCrest Wealth Management
New York
$187K -$1.31K -211 -0.7%
NS
21
NBC Securities
Alabama
$185K +$187K +30,100 New
SAI
22
Savvy Advisors Inc
New York
$156K +$158K +25,395 New
SWM
23
Silverlake Wealth Management
Vermont
$152K -$391 -63 -0.3%
Wells Fargo
24
Wells Fargo
California
$150K -$104K -16,780 -41%
ACA
25
Aptus Capital Advisors
Alabama
$127K -$62.1K -10,000 -33%