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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.08M -$863K -100,777 -21%
BI
2
Bulldog Investors
New Jersey
$1.82M
RCM
3
Rivernorth Capital Management
Florida
$1.19M +$1.23M +143,311 New
WAM
4
Wolverine Asset Management
Illinois
$421K +$289K +33,734 +195%
Wells Fargo
5
Wells Fargo
California
$347K -$17.9K -2,089 -5%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$330K +$343K +39,988 New
DA
7
Doliver Advisors
Texas
$237K +$246K +28,693 New
CRC
8
Curi RMB Capital
Illinois
$195K +$202K +23,638 New
Bank of America
9
Bank of America
North Carolina
$162K -$8.56K -999 -5%
PMG
10
ProVise Management Group
Florida
$138K
Morgan Stanley
11
Morgan Stanley
New York
$134K +$95.1K +11,100 +222%
LCM
12
Landscape Capital Management
New Jersey
$107K +$111K +12,974 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$84K
NFG
14
Next Financial Group
Texas
$45K +$47.1K +5,500 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$35K -$30.8K -3,599 -46%
Citigroup
16
Citigroup
New York
$19K +$19.2K +2,240 New
BRC
17
Bell Rock Capital
Delaware
$18K
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$16K +$2.57K +300 +18%
QCIG
19
Quad-Cities Investment Group
Iowa
$14K
UBS Group
20
UBS Group
Switzerland
$12K -$8.65K -1,010 -42%
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$10K
VFA
22
Valeo Financial Advisors
Indiana
$7K
M
23
MOTCO
Texas
$7K +$6.97K +814 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$3K
Invesco
25
Invesco
Georgia
-$872K -96,415 Closed