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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$10.6M -$1.07M -159,492 -9%
Morgan Stanley
2
Morgan Stanley
New York
$3.32M +$290K +43,479 +10%
Invesco
3
Invesco
Georgia
$2.37M -$97.7K -14,620 -4%
Raymond James Financial
4
Raymond James Financial
Florida
$1.91M +$634K +94,888 +49%
Advisors Asset Management
5
Advisors Asset Management
Colorado
$776K +$779K +116,647 New
NewEdge Advisors
6
NewEdge Advisors
Louisiana
$579K -$4.68K -700 -0.8%
Harbour Investments
7
Harbour Investments
Wisconsin
$330K +$298K +44,648 +898%
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
$288K -$74.7K -11,186 -21%
Wells Fargo
9
Wells Fargo
California
$266K -$237K -35,543 -47%
Wealth Enhancement Advisory Services
10
Wealth Enhancement Advisory Services
Minnesota
$254K +$3.24K +485 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$252K -$3.46K -518 -1%
MGO One Seven
12
MGO One Seven
Ohio
$235K +$3.71K +555 +2%
Melfa Wealth Management
13
Melfa Wealth Management
Massachusetts
$210K – – –
Aptus Capital Advisors
14
Aptus Capital Advisors
Alabama
$204K – – –
SeaCrest Wealth Management
15
SeaCrest Wealth Management
New York
$195K -$93.2K -13,949 -32%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$192K -$1.68K -251 -0.9%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$183K +$184K +27,585 New
Kingstone Capital Partners Texas
18
Kingstone Capital Partners Texas
Texas
$167K +$168K +25,114 New
Samalin Investment Counsel
19
Samalin Investment Counsel
New York
$167K +$167K +25,059 New
Silverlake Wealth Management
20
Silverlake Wealth Management
Vermont
$164K -$2.93K -439 -2%
Gilman Hill Asset Management
21
Gilman Hill Asset Management
Connecticut
$133K – – –
Merit Financial Group
22
Merit Financial Group
Georgia
$113K +$11.4K +1,711 +11%
UBS Group
23
UBS Group
Switzerland
$112K -$62.8K -9,399 -36%
KPF
24
K2 Principal Fund
Ontario, Canada
$111K +$112K +16,717 New
NWF Advisory Services
25
NWF Advisory Services
California
$110K +$110K +16,500 New