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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.43M -$310K -36,290 -6%
GC
2
Guggenheim Capital
Illinois
$4.26M -$97.8K -11,456 -2%
SCM
3
Saba Capital Management
New York
$3.84M +$413K +48,397 +12%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.39M -$29K -3,400 -2%
KIM
5
Karpus Investment Management
New York
$1.28M -$306K -35,880 -20%
Morgan Stanley
6
Morgan Stanley
New York
$1.22M +$590K +69,109 +98%
AQR Capital Management
7
AQR Capital Management
Connecticut
$664K -$36.6K -4,294 -5%
Wells Fargo
8
Wells Fargo
California
$594K -$595K -69,744 -51%
SFS
9
Shaker Financial Services
Virginia
$420K +$412K +48,217 New
RCM
10
Robinson Capital Management
Michigan
$410K -$11.9K -1,391 -3%
TCM
11
Texan Capital Management
Texas
$318K
TC
12
TFS Capital
Pennsylvania
$287K +$281K +32,981 New
Bank of America
13
Bank of America
North Carolina
$277K +$44.2K +5,177 +19%
DA
14
Doliver Advisors
Texas
$255K -$151K -17,712 -38%
CS
15
Credit Suisse
Switzerland
$216K +$4.92K +576 +2%
U
16
UBS
Switzerland
$209K -$8.59K -1,006 -4%
RCM
17
Rivernorth Capital Management
Florida
$208K -$195K -22,821 -49%
PMG
18
ProVise Management Group
Florida
$154K
LCM
19
Landscape Capital Management
New Jersey
$148K -$10.8K -1,261 -7%
VKH
20
Virtu KCG Holdings
New York
$123K +$121K +14,128 New
MIC
21
Meridian Investment Counsel
California
$122K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$117K -$8.54K -1,000 -7%
HK
23
Horizon Kinetics
New York
$96K
Creative Planning
24
Creative Planning
Kansas
$95K -$15.4K -1,806 -14%
SC
25
Scotia Capital
Ontario, Canada
$95K