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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
$1.02M -$475K -64,645 -33%
Kerntke Otto McGlone Wealth Management Group
2
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$547K +$6.04K +822 +1%
Bulldog Investors
3
Bulldog Investors
New Jersey
$534K – – –
Ameriprise
4
Ameriprise
Minnesota
$499K +$44.3K +6,037 +10%
Bank of America
5
Bank of America
North Carolina
$332K -$1.01K -137 -0.3%
Wells Fargo
6
Wells Fargo
California
$223K -$14.8K -2,012 -6%
ProVise Management Group
7
ProVise Management Group
Florida
$127K – – –
Morgan Stanley
8
Morgan Stanley
New York
$121K -$862K -117,367 -88%
First Allied Advisory Services
9
First Allied Advisory Services
California
$100K – – –
Osaic Holdings
10
Osaic Holdings
Arizona
$99K -$68.7K -9,362 -42%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$46K +$962 +131 +2%
UBS Group
12
UBS Group
Switzerland
$19K +$15.8K +2,156 +526%
Private Advisor Group
13
Private Advisor Group
New Jersey
$17K +$16.2K +2,200 New
Knuff & Co
14
Knuff & Co
California
$12K +$11.5K +1,561 New
Blue Bell Private Wealth Management
15
Blue Bell Private Wealth Management
Pennsylvania
$10K – – –
Patriot Financial Group Insurance Agency
16
Patriot Financial Group Insurance Agency
Massachusetts
$8K -$734 -100 -8%
Valeo Financial Advisors
17
Valeo Financial Advisors
Indiana
$6K – – –
Winmill & Co
18
Winmill & Co
New Hampshire
$3K +$2.94K +400 New
APA
19
American Portfolios Advisors
New York
$2.29K +$2.2K +300 New
Tower Research Capital (TRC)
20
Tower Research Capital (TRC)
New York
$1K +$734 +100 New
Advisors Asset Management
21
Advisors Asset Management
Colorado
– -$471K -72,099 Closed
Curi RMB Capital
22
Curi RMB Capital
Illinois
– -$426K -65,182 Closed
Matisse Capital
23
Matisse Capital
Oregon
– -$251K -38,511 Closed
Wolverine Asset Management
24
Wolverine Asset Management
Illinois
– -$14K -2,275 Closed