|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.02M
|
-$475K
|
-64,645
|
-33%
|
|
|
2
|
Kerntke Otto McGlone Wealth Management Group
Appleton,
Wisconsin
|
$547K
|
+$6.04K
|
+822
|
+1%
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$534K
|
–
|
–
|
–
|
|
|
4
|
Ameriprise
Minneapolis,
Minnesota
|
$499K
|
+$44.3K
|
+6,037
|
+10%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$332K
|
-$1.01K
|
-137
|
-0.3%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$223K
|
-$14.8K
|
-2,012
|
-6%
|
|
|
7
|
ProVise Management Group
Clearwater,
Florida
|
$127K
|
–
|
–
|
–
|
|
|
8
|
|
$121K
|
-$862K
|
-117,367
|
-88%
|
|
|
9
|
First Allied Advisory Services
San Diego,
California
|
$100K
|
–
|
–
|
–
|
|
|
10
|
Osaic Holdings
Scottsdale,
Arizona
|
$99K
|
-$68.7K
|
-9,362
|
-42%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$46K
|
+$962
|
+131
|
+2%
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
$19K
|
+$15.8K
|
+2,156
|
+526%
|
|
|
13
|
Private Advisor Group
Morristown,
New Jersey
|
$17K
|
+$16.2K
|
+2,200
|
New
|
|
|
14
|
Knuff & Co
Foster City,
California
|
$12K
|
+$11.5K
|
+1,561
|
New
|
|
|
15
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$10K
|
–
|
–
|
–
|
|
|
16
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$8K
|
-$734
|
-100
|
-8%
|
|
|
17
|
Valeo Financial Advisors
Carmel,
Indiana
|
$6K
|
–
|
–
|
–
|
|
|
18
|
Winmill & Co
Walpole,
New Hampshire
|
$3K
|
+$2.94K
|
+400
|
New
|
|
|
19
|
American Portfolios Advisors
Holbrook,
New York
|
$2.29K
|
+$2.2K
|
+300
|
New
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$734
|
+100
|
New
|
|
|
21
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$471K
|
-72,099
|
Closed
|
|
|
22
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$426K
|
-65,182
|
Closed
|
|
|
23
|
Matisse Capital
Portland,
Oregon
|
–
|
-$251K
|
-38,511
|
Closed
|
|
|
24
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$14K
|
-2,275
|
Closed
|
|
