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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KOMWMG
1
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$601K +$3.13K +388 +0.5%
Ameriprise
2
Ameriprise
Minnesota
$572K +$23.9K +2,961 +5%
Bank of America
3
Bank of America
North Carolina
$362K +$121 +15 +0%
RCM
4
Rivernorth Capital Management
Florida
$328K -$762K -94,426 -71%
BI
5
Bulldog Investors
New Jersey
$318K -$257K -31,882 -46%
Wells Fargo
6
Wells Fargo
California
$243K -$16 -2 -0%
PMG
7
ProVise Management Group
Florida
$139K
Morgan Stanley
8
Morgan Stanley
New York
$113K -$18.5K -2,295 -14%
FAAS
9
First Allied Advisory Services
California
$109K
Osaic Holdings
10
Osaic Holdings
Arizona
$60K -$46.3K -5,734 -44%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$51K +$1.03K +128 +2%
PFGIA
12
Patriot Financial Group Insurance Agency
Massachusetts
$9K
UBS Group
13
UBS Group
Switzerland
$8K -$12.8K -1,582 -62%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$7K
VFA
15
Valeo Financial Advisors
Indiana
$7K
FFA
16
Founders Financial Alliance
North Carolina
$4K +$4.03K +500 New
WC
17
Winmill & Co
New Hampshire
$3K
APA
18
American Portfolios Advisors
New York
$2.5K
PAG
19
Private Advisor Group
New Jersey
-$17K -2,200 Closed
KC
20
Knuff & Co
California
-$12K -1,561 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$1K -100 Closed