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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.16M -$513K -59,713 -20%
BI
2
Bulldog Investors
New Jersey
$1.97M -$920 -107 -0%
AAM
3
Advisors Asset Management
Colorado
$1.64M -$540K -62,800 -26%
Morgan Stanley
4
Morgan Stanley
New York
$752K +$43.7K +5,078 +6%
KOMWMG
5
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$611K +$586K +68,184 New
Ameriprise
6
Ameriprise
Minnesota
$497K +$477K +55,425 New
Geode Capital Management
7
Geode Capital Management
Massachusetts
$447K -$2.73K -317 -0.6%
SIA
8
Sit Investment Associates
Minnesota
$437K +$239K +27,784 +132%
WAM
9
Wolverine Asset Management
Illinois
$352K -$100K -11,674 -23%
Wells Fargo
10
Wells Fargo
California
$269K +$14.2K +1,651 +6%
Bank of America
11
Bank of America
North Carolina
$176K +$86 +10 +0.1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$160K +$45K +5,233 +42%
CRC
13
Curi RMB Capital
Illinois
$159K +$153K +17,754 New
PMG
14
ProVise Management Group
Florida
$150K
FAAS
15
First Allied Advisory Services
California
$118K
DA
16
Doliver Advisors
Texas
$102K -$16K -1,862 -14%
FIA
17
FNY Investment Advisers
New York
$49K +$47.9K +5,574 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$39K +$8.8K +1,023 +30%
BRC
19
Bell Rock Capital
Delaware
$20K +$327 +38 +2%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$15K -$2.58K -300 -15%
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$11K
VFA
22
Valeo Financial Advisors
Indiana
$7K
NFG
23
Next Financial Group
Texas
$5K +$5.16K +600 New
UBS Group
24
UBS Group
Switzerland
$4K
PAG
25
Private Advisor Group
New Jersey
-$639K -74,100 Closed