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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$4.97M -$314K -47,471 -6%
Morgan Stanley
2
Morgan Stanley
New York
$2.26M +$1.5M +227,026 +237%
BI
3
Bulldog Investors
New Jersey
$2.02M +$32.5K +4,921 +2%
AGM
4
Alpine Global Management
New York
$1.75M +$1.65M +250,000 New
BFM
5
Boothbay Fund Management
New York
$1.75M +$1.65M +250,000 New
Invesco
6
Invesco
Georgia
$1.57M +$29.8K +4,512 +2%
RJA
7
Raymond James & Associates
Florida
$1.35M +$29.6K +4,485 +2%
Bank of America
8
Bank of America
North Carolina
$1M -$91.4K -13,833 -9%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$906K +$857K +129,658 New
CCC
10
Cable Car Capital
California
$779K +$736K +111,410 New
LPL Financial
11
LPL Financial
California
$759K -$66.9K -10,129 -9%
NA
12
NewEdge Advisors
Louisiana
$696K -$73.4K -11,100 -10%
IA
13
Icon Advisers
Colorado
$696K +$667K +100,993 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$513K +$485K +73,322 New
HHGC
15
Hunting Hill Global Capital
New York
$490K
RJFSA
16
Raymond James Financial Services Advisors
Florida
$472K -$36.7K -5,546 -8%
Wells Fargo
17
Wells Fargo
California
$420K +$39.7K +6,000 +11%
SW
18
Simplicity Wealth
New Jersey
$362K +$342K +51,721 New
CL
19
CSS LLC
Illinois
$300K +$201K +30,423 +244%
YCM
20
Yakira Capital Management
Connecticut
$287K -$133K -20,144 -33%
Cohen & Steers
21
Cohen & Steers
New York
$280K +$264K +40,000 New
SWM
22
SeaCrest Wealth Management
New York
$274K -$9.38K -1,419 -3%
GHAM
23
Gilman Hill Asset Management
Connecticut
$245K +$16.5K +2,500 +8%
MWM
24
Melfa Wealth Management
Massachusetts
$221K
ACA
25
Aptus Capital Advisors
Alabama
$214K