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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$8.01M -$320K -38,750 -4%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$6.69M +$191K +23,127 +3%
RCM
3
Rivernorth Capital Management
Florida
$4.53M +$1.06M +128,815 +29%
SIA
4
Sit Investment Associates
Minnesota
$4.32M -$3.69M -446,722 -45%
BI
5
Bulldog Investors
New Jersey
$2.71M -$1.15M -138,958 -29%
YCM
6
Yakira Capital Management
Connecticut
$1.76M -$215K -26,041 -10%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.67M +$216K +26,178 +14%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$1.05M +$134K +16,249 +14%
NA
9
NewEdge Advisors
Louisiana
$984K +$38K +4,600 +4%
Wells Fargo
10
Wells Fargo
California
$915K +$31.9K +3,865 +3%
LPL Financial
11
LPL Financial
California
$831K +$83.2K +10,077 +11%
RJA
12
Raymond James & Associates
Florida
$522K +$61.8K +7,489 +13%
Osaic Holdings
13
Osaic Holdings
Arizona
$405K +$223K +27,000 +112%
SWM
14
SeaCrest Wealth Management
New York
$295K +$28.1K +3,406 +10%
CL
15
CSS LLC
Illinois
$278K
Morgan Stanley
16
Morgan Stanley
New York
$276K +$141K +17,092 +96%
SWM
17
Silverlake Wealth Management
Vermont
$261K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$221K +$230K +27,911 New
DA
19
Doliver Advisors
Texas
$213K -$154K -18,662 -41%
Bank of America
20
Bank of America
North Carolina
$166K -$39.5K -4,781 -19%
CAN
21
Cetera Advisor Networks
California
$161K +$413 +50 +0.2%
WAM
22
Wolverine Asset Management
Illinois
$146K +$95.8K +11,612 +169%
VF
23
Virtu Financial
New York
$141K +$147K +17,858 New
MFG
24
Merit Financial Group
Georgia
$116K
LMKC
25
L.M. Kohn & Company
Ohio
$114K +$118K +14,311 New