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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.13M +$476K +57,998 +10%
SCM
2
Saba Capital Management
New York
$4.83M -$387K -47,114 -7%
GC
3
Guggenheim Capital
Illinois
$3.6M -$83.6K -10,184 -2%
Morgan Stanley
4
Morgan Stanley
New York
$2.48M +$322K +39,236 +15%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.36M +$67.8K +8,256 +5%
Wells Fargo
6
Wells Fargo
California
$1.23M +$678K +82,580 +119%
KIM
7
Karpus Investment Management
New York
$979K -$173K -21,021 -15%
AQR Capital Management
8
AQR Capital Management
Connecticut
$659K +$29.6K +3,608 +5%
LCM
9
Landscape Capital Management
New Jersey
$344K +$200K +24,334 +135%
TCM
10
Texan Capital Management
Texas
$301K
Bank of America
11
Bank of America
North Carolina
$293K -$5.04K -614 -2%
UBS Group
12
UBS Group
Switzerland
$191K +$194K +23,611 New
CS
13
Credit Suisse
Switzerland
$190K
VKH
14
Virtu KCG Holdings
New York
$185K +$188K +22,850 New
PMG
15
ProVise Management Group
Florida
$144K
SFS
16
Shaker Financial Services
Virginia
$128K -$276K -33,567 -68%
SG Americas Securities
17
SG Americas Securities
New York
$120K +$122K +14,805 New
MIC
18
Meridian Investment Counsel
California
$114K
WAM
19
Wolverine Asset Management
Illinois
$104K +$60.1K +7,323 +132%
CHAM
20
Clear Harbor Asset Management
Connecticut
$97K +$97.7K +11,900 New
Creative Planning
21
Creative Planning
Kansas
$94K +$14.8K +1,800 +18%
GHAM
22
Gilman Hill Asset Management
Connecticut
$88K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$85K
NPC
24
National Planning Corporation
California
$64.1K +$65.7K +8,000 New
AIG
25
American International Group
New York
$44.3K -$10.5K -1,278 -19%