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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$12.8M +$2.35M +275,144 +23%
AAM
2
Advisors Asset Management
Colorado
$4.49M -$979K -114,804 -18%
GC
3
Guggenheim Capital
Illinois
$3.26M -$482K -56,524 -13%
SCM
4
Saba Capital Management
New York
$2.82M
SIA
5
Sit Investment Associates
Minnesota
$1.59M +$1.56M +183,448 New
Morgan Stanley
6
Morgan Stanley
New York
$1.36M -$1.59M -186,792 -54%
Wells Fargo
7
Wells Fargo
California
$911K +$243K +28,498 +37%
Grantham, Mayo, Van Otterloo & Co (GMO)
8
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$805K +$792K +92,832 New
Invesco
9
Invesco
Georgia
$688K +$127K +14,905 +23%
LCM
10
Landscape Capital Management
New Jersey
$487K +$19.6K +2,293 +4%
RCM
11
Rivernorth Capital Management
Florida
$347K +$341K +40,009 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$290K +$42.5K +4,987 +17%
Ameriprise
13
Ameriprise
Minnesota
$288K +$283K +33,200 New
GHAM
14
Gilman Hill Asset Management
Connecticut
$238K +$64K +7,500 +38%
IA
15
Icon Advisers
Colorado
$234K +$230K +27,032 New
AA
16
Advisory Alpha
Michigan
$216K +$28.1K +3,298 +15%
Bank of America
17
Bank of America
North Carolina
$191K -$70.7K -8,290 -27%
PMG
18
ProVise Management Group
Florida
$145K
MIC
19
Meridian Investment Counsel
California
$122K
UBS Group
20
UBS Group
Switzerland
$117K -$125K -14,676 -52%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$116K
CHAM
22
Clear Harbor Asset Management
Connecticut
$103K -$1.07K -125 -1%
LPL Financial
23
LPL Financial
California
$102K -$23.2K -2,716 -19%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$99K +$8.53K +1,000 +10%
PAG
25
Private Advisor Group
New Jersey
$95K