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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$16.8M
KIM
2
Karpus Investment Management
New York
$10.8M +$955K +102,325 +9%
RCM
3
Rivernorth Capital Management
Florida
$5.77M -$2.23M -238,537 -27%
IA
4
Icon Advisers
Colorado
$5.09M +$1.72M +184,238 +48%
AAM
5
Advisors Asset Management
Colorado
$5.08M -$679K -72,725 -11%
Wells Fargo
6
Wells Fargo
California
$1.52M -$2.73K -292 -0.2%
Invesco
7
Invesco
Georgia
$789K +$827K +88,643 New
WAM
8
Wolverine Asset Management
Illinois
$699K +$493K +52,841 +205%
WC
9
Whitney & Co
New York
$365K -$54.8K -5,870 -13%
Bank of America
10
Bank of America
North Carolina
$190K +$6.15K +659 +3%
PMG
11
ProVise Management Group
Florida
$149K
UBS Group
12
UBS Group
Switzerland
$123K +$30.4K +3,261 +31%
LPL Financial
13
LPL Financial
California
$113K +$523 +56 +0.4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$105K -$8.73K -936 -7%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$93K +$97.4K +10,442 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$90K
Morgan Stanley
17
Morgan Stanley
New York
$76K -$130K -13,972 -62%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$73K +$84 +9 +0.1%
CFGS
19
Concourse Financial Group Securities
Alabama
$21K +$9.33K +1,000 +71%
BRC
20
Bell Rock Capital
Delaware
$19K
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$15K
QCIG
22
Quad-Cities Investment Group
Iowa
$15K
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$11K +$11.2K +1,200 New
Citigroup
24
Citigroup
New York
$9K +$9.39K +1,006 New
BCWM
25
Bartlett & Co Wealth Management
Ohio
$8.01K -$9.7K -1,039 -54%