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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$5.52M -$867K -104,043 -14%
Guggenheim Capital
2
Guggenheim Capital
Illinois
$4.19M -$149K -17,829 -3%
Saba Capital Management
3
Saba Capital Management
New York
$3.28M +$1.75M +209,515 +115%
Karpus Investment Management
4
Karpus Investment Management
New York
$1.54M -$71.5K -8,581 -4%
Thomas J. Herzfeld Advisors
5
Thomas J. Herzfeld Advisors
Florida
$1.37M -$60K -7,200 -4%
Wells Fargo
6
Wells Fargo
California
$1.16M +$33.2K +3,990 +3%
AQR Capital Management
7
AQR Capital Management
Connecticut
$674K +$23.9K +2,870 +4%
Morgan Stanley
8
Morgan Stanley
New York
$591K +$101K +12,149 +21%
Robinson Capital Management
9
Robinson Capital Management
Michigan
$420K -$1.09M -131,283 -72%
Doliver Advisors
10
Doliver Advisors
Texas
$393K +$391K +46,968 New
Rivernorth Capital Management
11
Rivernorth Capital Management
Florida
$390K -$343K -41,178 -47%
TCM
12
Texan Capital Management
Texas
$317K – – –
Bank of America
13
Bank of America
North Carolina
$222K -$9.45K -1,134 -4%
UBS
14
UBS
Switzerland
$210K +$19.8K +2,372 +10%
Credit Suisse
15
Credit Suisse
Switzerland
$202K +$6.28K +754 +3%
Landscape Capital Management
16
Landscape Capital Management
New Jersey
$153K +$28.1K +3,375 +23%
ProVise Management Group
17
ProVise Management Group
Florida
$148K – – –
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$122K +$25K +3,000 +26%
LPL Financial
19
LPL Financial
California
$120K -$3.28K -394 -3%
Meridian Investment Counsel
20
Meridian Investment Counsel
California
$118K – – –
Creative Planning
21
Creative Planning
Kansas
$106K -$14.1K -1,694 -12%
Invesco
22
Invesco
Georgia
$100K -$167K -20,086 -63%
Scotia Capital
23
Scotia Capital
Ontario, Canada
$92K -$8.33K -1,000 -8%
Horizon Kinetics
24
Horizon Kinetics
New York
$92K -$1.96K -235 -2%
Gilman Hill Asset Management
25
Gilman Hill Asset Management
Connecticut
$91K – – –