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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.52M -$867K -104,043 -14%
GC
2
Guggenheim Capital
Illinois
$4.19M -$149K -17,829 -3%
SCM
3
Saba Capital Management
New York
$3.29M +$1.75M +209,515 +115%
KIM
4
Karpus Investment Management
New York
$1.53M -$71.5K -8,581 -4%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.37M -$60K -7,200 -4%
Wells Fargo
6
Wells Fargo
California
$1.16M +$33.2K +3,990 +3%
AQR Capital Management
7
AQR Capital Management
Connecticut
$674K +$23.9K +2,870 +4%
Morgan Stanley
8
Morgan Stanley
New York
$591K +$101K +12,149 +21%
RCM
9
Robinson Capital Management
Michigan
$420K -$1.09M -131,283 -72%
DA
10
Doliver Advisors
Texas
$393K +$391K +46,968 New
RCM
11
Rivernorth Capital Management
Florida
$390K -$343K -41,178 -47%
TCM
12
Texan Capital Management
Texas
$317K
Bank of America
13
Bank of America
North Carolina
$222K -$9.45K -1,134 -4%
U
14
UBS
Switzerland
$210K +$19.8K +2,372 +10%
CS
15
Credit Suisse
Switzerland
$202K +$6.28K +754 +3%
LCM
16
Landscape Capital Management
New Jersey
$153K +$28.1K +3,375 +23%
PMG
17
ProVise Management Group
Florida
$148K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$122K +$25K +3,000 +26%
LPL Financial
19
LPL Financial
California
$120K -$3.28K -394 -3%
MIC
20
Meridian Investment Counsel
California
$118K
Creative Planning
21
Creative Planning
Kansas
$106K -$14.1K -1,694 -12%
Invesco
22
Invesco
Georgia
$100K -$167K -20,086 -63%
SC
23
Scotia Capital
Ontario, Canada
$92K -$8.33K -1,000 -8%
HK
24
Horizon Kinetics
New York
$92K -$1.96K -235 -2%
GHAM
25
Gilman Hill Asset Management
Connecticut
$91K