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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$4.7M +$147K +18,060 +3%
Saba Capital Management
2
Saba Capital Management
New York
$3.84M -$11.4K -1,400 -0.3%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$3.13M +$144K +17,761 +5%
Morgan Stanley
4
Morgan Stanley
New York
$2.56M -$182K -22,414 -6%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.4M – – –
Wells Fargo
6
Wells Fargo
California
$1.16M -$40.8K -5,020 -3%
Karpus Investment Management
7
Karpus Investment Management
New York
$965K -$16.2K -2,000 -2%
AQR Arbitrage
8
AQR Arbitrage
Connecticut
$655K +$23.2K +2,860 +4%
Landscape Capital Management
9
Landscape Capital Management
New Jersey
$618K +$411K +50,536 +175%
Bank of America
10
Bank of America
North Carolina
$374K +$34.2K +4,207 +10%
TCM
11
Texan Capital Management
Texas
$292K – – –
Wolverine Asset Management
12
Wolverine Asset Management
Illinois
$197K +$113K +13,859 +121%
Credit Suisse
13
Credit Suisse
Switzerland
$182K – – –
UBS Group
14
UBS Group
Switzerland
$177K +$26.4K +3,250 +17%
Invesco
15
Invesco
Georgia
$153K +$159K +19,628 New
ProVise Management Group
16
ProVise Management Group
Florida
$130K – – –
SFS
17
Shaker Financial Services
Virginia
$119K -$136K -16,700 -52%
MIC
18
Meridian Investment Counsel
California
$109K – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$104K – – –
Clear Harbor Asset Management
20
Clear Harbor Asset Management
Connecticut
$100K – – –
SignatureFD
21
SignatureFD
Georgia
$37K – – –
Citigroup
22
Citigroup
New York
$36K – – –
Blue Bell Private Wealth Management
23
Blue Bell Private Wealth Management
Pennsylvania
$21K – – –
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$17K – – –
KT
25
Kanaly Trust
Texas
$16K – – –