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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$2.56M +$1.31M +157,633 +110%
AAM
2
Advisors Asset Management
Colorado
$2.09M -$1.05M -126,252 -34%
BI
3
Bulldog Investors
New Jersey
$1.87M +$892 +107 +0%
Morgan Stanley
4
Morgan Stanley
New York
$669K +$523K +62,745 +389%
PAG
5
Private Advisor Group
New Jersey
$639K +$618K +74,100 New
WAM
6
Wolverine Asset Management
Illinois
$433K
Geode Capital Management
7
Geode Capital Management
Massachusetts
$427K +$85.9K +10,312 +26%
MC
8
Matisse Capital
Oregon
$402K +$396K +47,525 New
OFG
9
OTA Financial Group
New York
$281K +$277K +33,205 New
Wells Fargo
10
Wells Fargo
California
$241K -$113K -13,504 -32%
SIA
11
Sit Investment Associates
Minnesota
$178K +$175K +20,986 New
Bank of America
12
Bank of America
North Carolina
$166K +$42 +5 +0%
PMG
13
ProVise Management Group
Florida
$138K
DA
14
Doliver Advisors
Texas
$112K -$129K -15,445 -54%
FAAS
15
First Allied Advisory Services
California
$111K +$109K +13,100 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$107K +$69.7K +8,363 +198%
LCM
17
Landscape Capital Management
New Jersey
$96K -$13.7K -1,645 -13%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$29K +$24.8K +2,975 +744%
BRC
19
Bell Rock Capital
Delaware
$19K +$100 +12 +0.5%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$16K
QCIG
21
Quad-Cities Investment Group
Iowa
$14K
PFGIA
22
Patriot Financial Group Insurance Agency
Massachusetts
$10K
VFA
23
Valeo Financial Advisors
Indiana
$7K
UBS Group
24
UBS Group
Switzerland
$3K -$8.33K -1,000 -71%
CRC
25
Curi RMB Capital
Illinois
-$195K -23,638 Closed