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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$5.58M +$240K +31,870 +5%
Guggenheim Capital
2
Guggenheim Capital
Illinois
$3.85M +$180K +23,840 +5%
Morgan Stanley
3
Morgan Stanley
New York
$3.8M -$1.38M -183,225 -27%
Saba Capital Management
4
Saba Capital Management
New York
$2.8M -$157K -20,811 -5%
BI
5
Bulldog Investors
New Jersey
$2.64M +$1.42M +188,639 +121%
Rivernorth Capital Management
6
Rivernorth Capital Management
Florida
$2.12M +$566K +75,004 +37%
Wells Fargo
7
Wells Fargo
California
$634K -$159K -21,093 -20%
Landscape Capital Management
8
Landscape Capital Management
New Jersey
$553K -$474K -62,905 -47%
Invesco
9
Invesco
Georgia
$394K -$10.7K -1,423 -3%
AQR Arbitrage
10
AQR Arbitrage
Connecticut
$249K -$152K -20,103 -38%
Bank of America
11
Bank of America
North Carolina
$207K +$483 +64 +0.2%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
$203K – – –
Gilman Hill Asset Management
13
Gilman Hill Asset Management
Connecticut
$153K +$56.6K +7,500 +60%
UBS Group
14
UBS Group
Switzerland
$132K -$12.5K -1,661 -9%
ProVise Management Group
15
ProVise Management Group
Florida
$128K – – –
MIC
16
Meridian Investment Counsel
California
$108K – – –
Clear Harbor Asset Management
17
Clear Harbor Asset Management
Connecticut
$99K – – –
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$73K – – –
Citigroup
19
Citigroup
New York
$22K -$29.6K -3,931 -58%
Blue Bell Private Wealth Management
20
Blue Bell Private Wealth Management
Pennsylvania
$21K – – –
SignatureFD
21
SignatureFD
Georgia
$18K -$18.2K -2,408 -51%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$18K -$18.2K -2,408 -51%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$17K – – –
Bartlett & Co
24
Bartlett & Co
Ohio
$15K – – –
KT
25
Kanaly Trust
Texas
$15K – – –