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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$11.8M +$6.73M +1,012,086 +142%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$10.8M +$9.6M +1,444,691 +1,114%
RCM
3
Rivernorth Capital Management
Florida
$7.89M +$7.68M +1,155,192 New
BI
4
Bulldog Investors
New Jersey
$6.88M +$4.79M +720,467 +249%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$6.16M +$5.88M +884,666 +5,275%
IA
6
Icon Advisers
Colorado
$6.14M +$5.31M +798,051 +790%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$5.66M +$5.02M +754,807 +1,029%
Morgan Stanley
8
Morgan Stanley
New York
$5.22M +$2.94M +441,985 +137%
SIA
9
Sit Investment Associates
Minnesota
$4.74M +$4.6M +692,423 +69,242%
YCM
10
Yakira Capital Management
Connecticut
$4.29M +$3.9M +586,423 +1,431%
Invesco
11
Invesco
Georgia
$2.65M +$1.08M +162,640 +72%
Cohen & Steers
12
Cohen & Steers
New York
$1.71M +$1.4M +210,000 +525%
RJA
13
Raymond James & Associates
Florida
$1.12M -$191K -28,712 -15%
CL
14
Choreo LLC
Illinois
$1.03M +$895K +134,652 +845%
HHGC
15
Hunting Hill Global Capital
New York
$960K +$469K +70,578 +101%
AIA
16
Absolute Investment Advisers
Florida
$885K +$861K +129,576 New
CL
17
CSS LLC
Illinois
$842K +$535K +80,464 +188%
LPL Financial
18
LPL Financial
California
$648K -$91.4K -13,756 -13%
NA
19
NewEdge Advisors
Louisiana
$621K -$57.8K -8,700 -9%
Wells Fargo
20
Wells Fargo
California
$445K +$33.9K +5,101 +8%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$440K -$21K -3,163 -5%
QL
22
Quarry LP
New York
$344K +$334K +50,286 +502,860%
HI
23
Harbour Investments
Wisconsin
$333K +$324K +48,770 New
SWM
24
SeaCrest Wealth Management
New York
$283K +$15.7K +2,356 +6%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
$252K +$245K +36,916 New