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High Income Securities Fund
PCF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
USD 11.8 M +USD 6.73 M +1,012,086 +142%
Thomas J. Herzfeld Advisors
2
Thomas J. Herzfeld Advisors
Florida
USD 10.8 M +USD 9.6 M +1,444,691 +1,114%
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 7.89 M +USD 7.68 M +1,155,192 Nuevas
Bulldog Investors
4
Bulldog Investors
New Jersey
USD 6.88 M +USD 4.79 M +720,467 +249%
Blue Bell Private Wealth Management
5
Blue Bell Private Wealth Management
Pennsylvania
USD 6.16 M +USD 5.88 M +884,666 +5,275%
Icon Advisers
6
Icon Advisers
Colorado
USD 6.14 M +USD 5.31 M +798,051 +790%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
USD 5.66 M +USD 5.02 M +754,807 +1,029%
Morgan Stanley
8
Morgan Stanley
New York
USD 5.22 M +USD 2.94 M +441,985 +137%
Sit Investment Associates
9
Sit Investment Associates
Minnesota
USD 4.74 M +USD 4.6 M +692,423 +69,242%
Yakira Capital Management
10
Yakira Capital Management
Connecticut
USD 4.29 M +USD 3.9 M +586,423 +1,431%
Invesco
11
Invesco
Georgia
USD 2.65 M +USD 1.08 M +162,640 +72%
Cohen & Steers
12
Cohen & Steers
New York
USD 1.71 M +USD 1.4 M +210,000 +525%
Raymond James & Associates
13
Raymond James & Associates
Florida
USD 1.12 M -USD 191 k -28,712 -15%
Choreo LLC
14
Choreo LLC
Illinois
USD 1.03 M +USD 895 k +134,652 +845%
Hunting Hill Global Capital
15
Hunting Hill Global Capital
New York
USD 960 k +USD 469 k +70,578 +101%
Absolute Investment Advisers
16
Absolute Investment Advisers
Florida
USD 885 k +USD 861 k +129,576 Nuevas
CL
17
CSS LLC
Illinois
USD 842 k +USD 535 k +80,464 +188%
LPL Financial
18
LPL Financial
California
USD 648 k -USD 91.4 k -13,756 -13%
NewEdge Advisors
19
NewEdge Advisors
Louisiana
USD 621 k -USD 57.8 k -8,700 -9%
Wells Fargo
20
Wells Fargo
California
USD 445 k +USD 33.9 k +5,101 +8%
Raymond James Financial Services Advisors
21
Raymond James Financial Services Advisors
Florida
USD 440 k -USD 21 k -3,163 -5%
Quarry LP
22
Quarry LP
New York
USD 344 k +USD 334 k +50,286 +502,860%
Harbour Investments
23
Harbour Investments
Wisconsin
USD 333 k +USD 324 k +48,770 Nuevas
SeaCrest Wealth Management
24
SeaCrest Wealth Management
New York
USD 283 k +USD 15.7 k +2,356 +6%
Wealth Enhancement Advisory Services
25
Wealth Enhancement Advisory Services
Minnesota
USD 252 k +USD 245 k +36,916 Nuevas
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