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High Income Securities Fund
PCF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Bulldog Investors
1
Bulldog Investors
New Jersey
USD 17.8 M -USD 852 k -90,421 -5%
Karpus Investment Management
2
Karpus Investment Management
New York
USD 10.6 M +USD 10.5 M +1,116,675 Nuevas
Rivernorth Capital Management
3
Rivernorth Capital Management
Florida
USD 8.39 M +USD 6.75 M +716,430 +425%
Advisors Asset Management
4
Advisors Asset Management
Colorado
USD 6.1 M -USD 255 k -27,118 -4%
Icon Advisers
5
Icon Advisers
Colorado
USD 3.68 M +USD 3.65 M +387,673 Nuevas
Wells Fargo
6
Wells Fargo
California
USD 1.63 M -USD 109 k -11,575 -6%
Whitney & Co
7
Whitney & Co
New York
USD 435 k -USD 105 k -11,168 -19%
Clough Capital Partners
8
Clough Capital Partners
Massachusetts
USD 382 k +USD 380 k +40,334 Nuevas
Wolverine Asset Management
9
Wolverine Asset Management
Illinois
USD 244 k +USD 243 k +25,786 Nuevas
Morgan Stanley
10
Morgan Stanley
New York
USD 213 k +USD 18.8 k +2,000 +10%
Bank of America
11
Bank of America
North Carolina
USD 196 k -USD 4.83 k -513 -2%
Gilman Hill Asset Management
12
Gilman Hill Asset Management
Connecticut
USD 166 k -USD 70.7 k -7,500 -30%
ProVise Management Group
13
ProVise Management Group
Florida
USD 157 k +USD 157 k +16,708 Nuevas
Private Advisor Group
14
Private Advisor Group
New Jersey
USD 125 k +USD 124 k +13,200 Nuevas
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
USD 121 k -USD 75.6 k -8,029 -39%
LPL Financial
16
LPL Financial
California
USD 120 k +USD 311 +33 +0.3%
UBS Group
17
UBS Group
Switzerland
USD 100 k -USD 8.82 k -936 -8%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
USD 94 k – – –
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
USD 77 k -USD 11.7 k -1,239 -13%
Huntington National Bank
20
Huntington National Bank
Ohio
USD 52 k – – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 23 k -USD 8.63 k -916 -28%
BRC
22
Bell Rock Capital
Delaware
USD 21 k – – –
Bartlett & Co Wealth Management
23
Bartlett & Co Wealth Management
Ohio
USD 18.2 k – – –
Bartlett & Co
24
Bartlett & Co
Ohio
USD 18 k – – –
Blue Bell Private Wealth Management
25
Blue Bell Private Wealth Management
Pennsylvania
USD 16 k – – –
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