|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.3M
|
-$366K
|
-42,822
|
-18%
|
|
|
2
|
|
$870K
|
+$422K
|
+49,279
|
+59%
|
|
|
3
|
Advisors Asset Management
Monument,
Colorado
|
$471K
|
-$950K
|
-111,041
|
-61%
|
|
|
4
|
Kerntke Otto McGlone Wealth Management Group
Appleton,
Wisconsin
|
$463K
|
+$23.3K
|
+2,724
|
+4%
|
|
|
5
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$433K
|
-$1.28M
|
-150,000
|
-68%
|
|
|
6
|
Curi RMB Capital
Chicago,
Illinois
|
$426K
|
+$406K
|
+47,428
|
+267%
|
|
|
7
|
Ameriprise
Minneapolis,
Minnesota
|
$385K
|
+$34.1K
|
+3,986
|
+7%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$285K
|
+$205K
|
+24,000
|
+122%
|
|
|
9
|
Matisse Capital
Portland,
Oregon
|
$251K
|
+$330K
|
+38,511
|
New
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$204K
|
+$10K
|
+1,172
|
+4%
|
|
|
11
|
Osaic Holdings
Scottsdale,
Arizona
|
$146K
|
+$191K
|
+22,363
|
New
|
|
|
12
|
ProVise Management Group
Clearwater,
Florida
|
$109K
|
–
|
–
|
–
|
|
|
13
|
First Allied Advisory Services
San Diego,
California
|
$86K
|
–
|
–
|
–
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$39K
|
+$12.9K
|
+1,507
|
+34%
|
|
|
15
|
Wolverine Asset Management
Chicago,
Illinois
|
$14K
|
-$317K
|
-37,069
|
-94%
|
|
|
16
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$8K
|
–
|
–
|
–
|
|
|
17
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$6K
|
-$6.85K
|
-800
|
-48%
|
|
|
18
|
Valeo Financial Advisors
Carmel,
Indiana
|
$6K
|
–
|
–
|
–
|
|
|
19
|
UBS Group
Zurich,
Switzerland
|
$3K
|
–
|
–
|
–
|
|
|
20
|
Geode Capital Management
Boston,
Massachusetts
|
–
|
-$447K
|
-49,983
|
Closed
|
|
|
21
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$437K
|
-48,770
|
Closed
|
|
|
22
|
Doliver Advisors
Houston,
Texas
|
–
|
-$102K
|
-11,386
|
Closed
|
|
|
23
|
FNY Investment Advisers
New York
|
–
|
-$49K
|
-5,574
|
Closed
|
|
|
24
|
Bell Rock Capital
Rehoboth Beach,
Delaware
|
–
|
-$20K
|
-2,275
|
Closed
|
|
|
25
|
Next Financial Group
Houston,
Texas
|
–
|
-$5K
|
-600
|
Closed
|
|
