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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$7.72M +$415K +70,013 +5%
Morgan Stanley
2
Morgan Stanley
New York
$3.54M +$770K +129,844 +25%
Raymond James Financial
3
Raymond James Financial
Florida
$2.67M +$490K +82,661 +21%
Invesco
4
Invesco
Georgia
$1.52M -$62.4K -10,524 -4%
SCM
5
Saba Capital Management
New York
$983K +$1.06M +178,077 New
SIC
6
Samalin Investment Counsel
New York
$694K +$167K +28,095 +29%
AAM
7
Advisors Asset Management
Colorado
$659K -$11.5K -1,936 -2%
AIA
8
Absolute Investment Advisers
Florida
$600K -$348K -58,714 -35%
RCM
9
Rivernorth Capital Management
Florida
$566K +$296K +50,003 +95%
HI
10
Harbour Investments
Wisconsin
$557K +$301K +50,849 +102%
Osaic Holdings
11
Osaic Holdings
Arizona
$456K -$8.05K -1,358 -2%
AC
12
Almitas Capital
California
$429K +$461K +77,807 New
NA
13
NewEdge Advisors
Louisiana
$402K -$32K -5,400 -7%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$398K +$5.9K +995 +1%
QL
15
Quarry LP
New York
$359K +$3.58K +604 +0.9%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$201K +$5.63K +950 +3%
MOS
17
MGO One Seven
Ohio
$193K -$403 -68 -0.2%
MWM
18
Melfa Wealth Management
Massachusetts
$170K
SWM
19
SeaCrest Wealth Management
New York
$162K -$6.35K -1,071 -4%
Wells Fargo
20
Wells Fargo
California
$160K +$26.7K +4,500 +18%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$134K -$37.4K -6,308 -21%
SWM
22
Silverlake Wealth Management
Vermont
$123K -$14K -2,361 -10%
NS
23
NBC Securities
Alabama
$123K -$46.5K -7,847 -26%
TA
24
Tactive Advisors
Florida
$116K +$22.4K +3,780 +22%
GHAM
25
Gilman Hill Asset Management
Connecticut
$110K