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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$18.4M +$111 +12 +0%
SIA
2
Sit Investment Associates
Minnesota
$14.6M +$3.34M +362,336 +30%
AAM
3
Advisors Asset Management
Colorado
$6.26M +$203K +22,010 +3%
GC
4
Guggenheim Capital
Illinois
$2.52M -$66K -7,154 -3%
Walleye Trading
5
Walleye Trading
New York
$2.11M +$19.4K +2,100 +0.9%
Wells Fargo
6
Wells Fargo
California
$1.71M +$1.54K +167 +0.1%
RCM
7
Rivernorth Capital Management
Florida
$1.57M -$78.9K -8,558 -5%
WC
8
Whitney & Co
New York
$536K -$114K -12,400 -18%
Ameriprise
9
Ameriprise
Minnesota
$308K -$4.34K -471 -1%
GHAM
10
Gilman Hill Asset Management
Connecticut
$233K
Bank of America
11
Bank of America
North Carolina
$198K +$1.87K +203 +1%
CRC
12
Curi RMB Capital
Illinois
$195K +$193K +20,908 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$194K -$81.1K -8,797 -30%
Morgan Stanley
14
Morgan Stanley
New York
$191K -$32.3K -3,500 -15%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$143K +$141K +15,324 New
LPL Financial
16
LPL Financial
California
$117K +$116K +12,590 New
DA
17
Doliver Advisors
Texas
$107K -$47.7K -5,170 -31%
UBS Group
18
UBS Group
Switzerland
$107K +$480 +52 +0.5%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$98K +$9 +1 +0%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$94K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$85K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$31K
AG
23
Advisor Group
Arizona
$28K
BRC
24
Bell Rock Capital
Delaware
$21K
BCWM
25
Bartlett & Co Wealth Management
Ohio
$18.1K +$3.69K +400 +26%