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PCF

High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$13M
AAM
2
Advisors Asset Management
Colorado
$5.01M +$460K +52,571 +10%
SIA
3
Sit Investment Associates
Minnesota
$3.17M +$1.55M +177,332 +97%
SCM
4
Saba Capital Management
New York
$2.86M
Grantham, Mayo, Van Otterloo & Co (GMO)
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$2.52M +$1.7M +193,826 +209%
GC
6
Guggenheim Capital
Illinois
$2.52M -$785K -89,650 -24%
WC
7
Whitney & Co
New York
$1.1M +$1.1M +125,367 New
Wells Fargo
8
Wells Fargo
California
$898K -$25.3K -2,887 -3%
Morgan Stanley
9
Morgan Stanley
New York
$568K -$805K -92,025 -59%
Invesco
10
Invesco
Georgia
$513K -$184K -20,984 -26%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$290K -$4.02K -459 -1%
SFS
12
Shaker Financial Services
Virginia
$274K +$273K +31,206 New
CRC
13
Curi RMB Capital
Illinois
$273K +$271K +31,004 New
Ameriprise
14
Ameriprise
Minnesota
$272K -$19.4K -2,222 -7%
GHAM
15
Gilman Hill Asset Management
Connecticut
$242K
Bank of America
16
Bank of America
North Carolina
$182K -$10.9K -1,248 -6%
PMG
17
ProVise Management Group
Florida
$147K
UBS Group
18
UBS Group
Switzerland
$145K +$25.5K +2,914 +22%
MIC
19
Meridian Investment Counsel
California
$123K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$119K
CHAM
21
Clear Harbor Asset Management
Connecticut
$101K -$3.94K -450 -4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$101K
PAG
23
Private Advisor Group
New Jersey
$97K
Citigroup
24
Citigroup
New York
$25K
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$21K