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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$5.09M +$1.01M +144,448 +26%
Morgan Stanley
2
Morgan Stanley
New York
$4.96M -$63.9K -9,148 -1%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$3.5M +$133K +19,029 +4%
Saba Capital Management
4
Saba Capital Management
New York
$2.82M +$139K +19,911 +5%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
$1.47M +$355K +50,822 +34%
BI
6
Bulldog Investors
New Jersey
$1.14M +$363K +51,883 +50%
Landscape Capital Management
7
Landscape Capital Management
New Jersey
$988K +$346K +49,564 +58%
Wells Fargo
8
Wells Fargo
California
$759K +$138K +19,739 +24%
Invesco
9
Invesco
Georgia
$387K +$50K +7,153 +16%
AQR Arbitrage
10
AQR Arbitrage
Connecticut
$385K -$141K -20,122 -28%
Bank of America
11
Bank of America
North Carolina
$197K -$162K -23,230 -46%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
$194K +$185K +26,479 New
UBS Group
13
UBS Group
Switzerland
$137K -$42.1K -6,027 -24%
LPL Financial
14
LPL Financial
California
$137K +$26.8K +3,837 +25%
ProVise Management Group
15
ProVise Management Group
Florida
$122K – – –
CSA
16
Cottage Street Advisors
Massachusetts
$107K – – –
MIC
17
Meridian Investment Counsel
California
$103K – – –
Clear Harbor Asset Management
18
Clear Harbor Asset Management
Connecticut
$94K – – –
Gilman Hill Asset Management
19
Gilman Hill Asset Management
Connecticut
$92K +$87.4K +12,500 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$70K – – –
Citigroup
21
Citigroup
New York
$50K +$16.2K +2,311 +52%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$35K -$133K -19,032 -80%
SignatureFD
23
SignatureFD
Georgia
$35K – – –
Blue Bell Private Wealth Management
24
Blue Bell Private Wealth Management
Pennsylvania
$20K – – –
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$16K – – –