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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.02M +$1.4M +189,948 +38%
Advisors Asset Management
2
Advisors Asset Management
Colorado
$4.03M +$294K +39,918 +8%
Guggenheim Capital
3
Guggenheim Capital
Illinois
$3.36M +$154K +20,961 +5%
Saba Capital Management
4
Saba Capital Management
New York
$2.67M -$985K -133,956 -27%
Rivernorth Capital Management
5
Rivernorth Capital Management
Florida
$1.1M +$128K +17,461 +13%
Bulldog Investors
6
Bulldog Investors
New Jersey
$762K +$766K +104,177 New
Karpus Investment Management
7
Karpus Investment Management
New York
$748K -$46.4K -6,306 -6%
Landscape Capital Management
8
Landscape Capital Management
New Jersey
$625K -$53.4K -7,263 -8%
Wells Fargo
9
Wells Fargo
California
$614K -$241K -32,804 -28%
AQR Arbitrage
10
AQR Arbitrage
Connecticut
$532K -$117K -15,923 -18%
Bank of America
11
Bank of America
North Carolina
$367K +$10.2K +1,386 +3%
Invesco
12
Invesco
Georgia
$334K +$123K +16,710 +58%
UBS Group
13
UBS Group
Switzerland
$181K +$34.4K +4,682 +23%
Thomas J. Herzfeld Advisors
14
Thomas J. Herzfeld Advisors
Florida
$174K -$1.11M -151,438 -86%
Credit Suisse
15
Credit Suisse
Switzerland
$171K – – –
SG Americas Securities
16
SG Americas Securities
New York
$164K +$165K +22,446 New
Simplicity Solutions
17
Simplicity Solutions
Minnesota
$149K – – –
ProVise Management Group
18
ProVise Management Group
Florida
$122K – – –
CSA
19
Cottage Street Advisors
Massachusetts
$109K +$107K +14,500 New
LPL Financial
20
LPL Financial
California
$109K +$111K +15,057 New
Meridian Investment Counsel
21
Meridian Investment Counsel
California
$103K – – –
Clear Harbor Asset Management
22
Clear Harbor Asset Management
Connecticut
$94K – – –
National Planning Corporation
23
National Planning Corporation
California
$83K +$91.2K +12,398 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$70K -$44.1K -6,000 -39%
SignatureFD
25
SignatureFD
Georgia
$35K – – –