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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Advisors Asset Management
1
Advisors Asset Management
Colorado
$3.6M -$694K -92,621 -15%
Saba Capital Management
2
Saba Capital Management
New York
$3.52M +$47.2K +6,300 +1%
Morgan Stanley
3
Morgan Stanley
New York
$3.51M +$1.27M +168,948 +51%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$3.09M +$272K +36,323 +9%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.24M -$43.4K -5,800 -3%
Rivernorth Capital Management
6
Rivernorth Capital Management
Florida
$935K +$993K +132,644 New
Wells Fargo
7
Wells Fargo
California
$823K -$236K -31,521 -21%
Karpus Investment Management
8
Karpus Investment Management
New York
$766K -$114K -15,236 -12%
Landscape Capital Management
9
Landscape Capital Management
New Jersey
$654K +$100K +13,304 +17%
AQR Arbitrage
10
AQR Arbitrage
Connecticut
$625K +$34.2K +4,564 +5%
Bank of America
11
Bank of America
North Carolina
$344K +$5.32K +711 +1%
Virtu KCG Holdings
12
Virtu KCG Holdings
New York
$257K +$273K +36,404 New
Invesco
13
Invesco
Georgia
$204K +$70K +9,342 +48%
Credit Suisse
14
Credit Suisse
Switzerland
$165K – – –
NCMW
15
Northern Capital Management (Wisconsin)
Wisconsin
$150K +$160K +21,300 New
Simplicity Solutions
16
Simplicity Solutions
Minnesota
$144K +$152K +20,360 New
UBS Group
17
UBS Group
Switzerland
$142K -$19.3K -2,580 -11%
ProVise Management Group
18
ProVise Management Group
Florida
$118K – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$109K +$15K +2,000 +15%
MIC
20
Meridian Investment Counsel
California
$99K – – –
Clear Harbor Asset Management
21
Clear Harbor Asset Management
Connecticut
$91K – – –
Citigroup
22
Citigroup
New York
$91K +$61.4K +8,198 +176%
Wolverine Asset Management
23
Wolverine Asset Management
Illinois
$57K -$128K -17,142 -68%
SignatureFD
24
SignatureFD
Georgia
$34K – – –
Blue Bell Private Wealth Management
25
Blue Bell Private Wealth Management
Pennsylvania
$19K – – –