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High Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bulldog Investors
1
Bulldog Investors
New Jersey
$17.8M +$2.88M +317,664 +19%
Sit Investment Associates
2
Sit Investment Associates
Minnesota
$10.9M +$2.82M +311,796 +35%
Advisors Asset Management
3
Advisors Asset Management
Colorado
$5.78M -$197K -21,700 -3%
Guggenheim Capital
4
Guggenheim Capital
Illinois
$2.51M -$46.3K -5,116 -2%
Walleye Trading
5
Walleye Trading
New York
$2.03M +$177K +19,510 +10%
Wells Fargo
6
Wells Fargo
California
$1.66M +$94.6K +10,449 +6%
Rivernorth Capital Management
7
Rivernorth Capital Management
Florida
$1.6M +$1.61M +177,265 New
Whitney & Co
8
Whitney & Co
New York
$631K -$242K -26,667 -28%
Ameriprise
9
Ameriprise
Minnesota
$303K +$63 +7 +0%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
$268K +$8.15K +900 +3%
Gilman Hill Asset Management
11
Gilman Hill Asset Management
Connecticut
$226K -$22.6K -2,500 -9%
Morgan Stanley
12
Morgan Stanley
New York
$217K -$198K -21,840 -48%
Saba Capital Management
13
Saba Capital Management
New York
$197K – – –
Clough Capital Partners
14
Clough Capital Partners
Massachusetts
$197K +$197K +21,800 New
Yorktown Management & Research Company
15
Yorktown Management & Research Company
Virginia
$197K +$197K +21,800 New
Bank of America
16
Bank of America
North Carolina
$190K +$1.6K +177 +0.9%
ProVise Management Group
17
ProVise Management Group
Florida
$151K – – –
Doliver Advisors
18
Doliver Advisors
Texas
$150K -$36.1K -3,988 -19%
Meridian Investment Counsel
19
Meridian Investment Counsel
California
$127K – – –
UBS Group
20
UBS Group
Switzerland
$104K -$5.63K -622 -5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$103K +$103K +11,353 New
Private Advisor Group
22
Private Advisor Group
New Jersey
$99K +$100K +11,000 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$94K -$9 -1 -0%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$90K – – –
Ladenburg Thalmann Financial Services
25
Ladenburg Thalmann Financial Services
Florida
$85K +$50.8K +5,613 +149%