LTFS
PCF

Ladenburg Thalmann Financial Services’s High Income Securities Fund PCF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PCF Stock Details PCF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$160K Buy
17,819
+5,233
+42% +$45K ﹤0.01% 2680
2019
Q3 		$107K Buy
12,586
+8,363
+198% +$69.7K ﹤0.01% 2885
2019
Q2 		$35K Sell
4,223
-3,599
-46% -$30.8K ﹤0.01% 3701
2019
Q1 		$71K Sell
7,822
-318
-4% -$2.88K ﹤0.01% 3142
2018
Q4 		$73K Buy
8,140
+9
+0.1% +$84 ﹤0.01% 2984
2018
Q3 		$77K Sell
8,131
-1,239
-13% -$11.7K ﹤0.01% 3012
2018
Q2 		$85K Hold
9,370
– – ﹤0.01% 2855
2018
Q1 		$85K Buy
9,370
+5,613
+149% +$50.8K ﹤0.01% 2855
2017
Q4 		$34K Buy
3,757
+3,680
+4,779% +$33.2K ﹤0.01% 3479
2017
Q3 		$1K Sell
77
-840
-92% -$7.4K ﹤0.01% 4811
2017
Q2 		$8K Hold
917
– – ﹤0.01% 4136
2017
Q1 		$8K Buy
917
+840
+1,091% +$7.16K ﹤0.01% 4112
2016
Q4 		$1K Buy
+77
New +$611 ﹤0.01% 4689
2015
Q4 		– Sell
-1,200
Closed -$8K – 4751
2015
Q3 		$8K Buy
+1,200
New +$8.99K ﹤0.01% 3675
2015
Q1 		– Sell
-3,440
Closed -$28K – 4631
2014
Q4 		$28K Hold
3,440
– – ﹤0.01% 2767
2014
Q3 		$29K Hold
3,440
– – ﹤0.01% 2378
2014
Q2 		$30K Hold
3,440
– – ﹤0.01% 2366
2014
Q1 		$29K Hold
3,440
– – ﹤0.01% 2325
2013
Q4 		$28K Hold
3,440
– – ﹤0.01% 2323
2013
Q3 		$27K Hold
3,440
– – ﹤0.01% 2244
2013
Q2 		$27K Buy
+3,440
New +$27.8K ﹤0.01% 2158

Other funds holding PCF

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
KOMWMG
Kerntke Otto McGlone Wealth Management Group Appleton, Wisconsin $147M AUM 20.86% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PCF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its High Income Securities Fund (PCF) stake by 42% in Q4 2019, buying an estimated $45K and bringing the position to 17,819 shares worth $160K. The position accounts for ﹤0.01% of the portfolio, ranked #2680.

Ladenburg Thalmann Financial Services first reported a position in PCF in Q2 2013 and has held it in 21 quarters since. 25 funds tracked by Wall St. Rank hold PCF as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 17,819 shares of High Income Securities Fund worth $160K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 5,233 High Income Securities Fund shares in Q4 2019, an estimated $45K.
  • High Income Securities Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2680 holding.
  • Ladenburg Thalmann Financial Services first reported a position in High Income Securities Fund in Q2 2013 and has held it in 21 quarters since.
  • 25 funds tracked by Wall St. Rank held High Income Securities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.