We are live on ! Find out more
PCF

High Income Securities Fund

36 hedge funds and large institutions have $45.9M invested in High Income Securities Fund in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $40.3M → $45.9M (+$5.6M)

3.31% more ownership

Funds ownership: 36%39.32% (+3.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less funds holding

Funds holding: 4036 (-4)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
9
Reduced
10
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$17.8M +$2.88M +317,664 +19%
SIA
2
Sit Investment Associates
Minnesota
$10.9M +$2.82M +311,796 +35%
AAM
3
Advisors Asset Management
Colorado
$5.78M -$197K -21,700 -3%
GC
4
Guggenheim Capital
Illinois
$2.51M -$46.3K -5,116 -2%
Walleye Trading
5
Walleye Trading
New York
$2.03M +$177K +19,510 +10%
Wells Fargo
6
Wells Fargo
California
$1.66M +$94.6K +10,449 +6%
RCM
7
Rivernorth Capital Management
Florida
$1.6M +$1.61M +177,265 New
WC
8
Whitney & Co
New York
$631K -$242K -26,667 -28%
Ameriprise
9
Ameriprise
Minnesota
$303K +$63 +7 +0%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$268K +$8.15K +900 +3%
GHAM
11
Gilman Hill Asset Management
Connecticut
$226K -$22.6K -2,500 -9%
Morgan Stanley
12
Morgan Stanley
New York
$217K -$198K -21,840 -48%
SCM
13
Saba Capital Management
New York
$197K
CCP
14
Clough Capital Partners
Massachusetts
$197K +$197K +21,800 New
YMRC
15
Yorktown Management & Research Company
Virginia
$197K +$197K +21,800 New
Bank of America
16
Bank of America
North Carolina
$190K +$1.6K +177 +0.9%
PMG
17
ProVise Management Group
Florida
$151K
DA
18
Doliver Advisors
Texas
$150K -$36.1K -3,988 -19%
MIC
19
Meridian Investment Counsel
California
$127K
UBS Group
20
UBS Group
Switzerland
$104K -$5.63K -622 -5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$103K +$103K +11,353 New
PAG
22
Private Advisor Group
New Jersey
$99K +$99.6K +11,000 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$94K -$9 -1 -0%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$90K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$85K +$50.8K +5,613 +149%

PCF Hedge Fund Activity: Q1 2018 in Review

36 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q1 2018, worth a combined $45.9M — up 14% from $40.3M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PCF and 6 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 9 added.

The largest buyer was Bulldog Investors, adding an estimated $2.88M. The largest seller was Grantham, Mayo, Van Otterloo & Co (GMO), exiting entirely with an estimated $2.59M sold.

  • 36 institutional investors held High Income Securities Fund (PCF) as of Q1 2018, down from 40 in Q4 2017.
  • Funds reported $45.9M of High Income Securities Fund stock for Q1 2018, up 14% quarter-over-quarter.
  • 6 funds opened new High Income Securities Fund positions in Q1 2018 and 10 closed out, a net change of -4 holders.
  • The largest High Income Securities Fund buyer in Q1 2018 was Bulldog Investors, an estimated $2.88M added.
  • The largest High Income Securities Fund seller in Q1 2018 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $2.59M sold.

Based on aggregated 13F filings for Q1 2018.