PCF

High Income Securities Fund
PCF

Overview Fund Activity

21 hedge funds and large institutions have $2.93M invested in High Income Securities Fund in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
3
Reduced
5
Closed
4
Calls
$266K
Puts
–
Net Calls
+$266K
Net Calls Change
+$266K

Top Buyers

1
YCM
1
Yakira Capital Management
Connecticut
$328K
2
Millennium Management
2
Millennium Management
New York
$266K
3
KAS
3
Kestra Advisory Services
Texas
$232K
4
SWM
4
SeaCrest Wealth Management
New York
$165K
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$113K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$0
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
BI
3
Bulldog Investors
New Jersey
$206K
4
KOMWMG
4
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$578K
5
Bank of America
5
Bank of America
North Carolina
$352K
Name Market Value Shares Shares
Change 		Shares
Change %
KOMWMG
1
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$578K 67,245 -4,873 -7%
Bank of America
2
Bank of America
North Carolina
$352K 41,033 -2,444 -6%
YCM
3
Yakira Capital Management
Connecticut
$328K 38,215 +38,215 New
Millennium Management
4
Millennium Management
New York
$266K 30,958 +30,958 New
Wells Fargo
5
Wells Fargo
California
$251K 29,173 +1 +0%
KAS
6
Kestra Advisory Services
Texas
$232K 27,159 +27,159 New
BI
7
Bulldog Investors
New Jersey
$206K 24,000 -14,118 -37%
SWM
8
SeaCrest Wealth Management
New York
$165K 19,161 +19,161 New
PMG
9
ProVise Management Group
Florida
$144K 16,708 – –
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$113K 13,100 +13,100 New
Morgan Stanley
11
Morgan Stanley
New York
$108K 12,543 -1,007 -7%
Osaic Holdings
12
Osaic Holdings
Arizona
$72K 8,369 +1,102 +15%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$43K 4,993 -1,171 -19%
MFA
14
McClarren Financial Advisors
Pennsylvania
$24K 2,888 +2,888 New
UBS Group
15
UBS Group
Switzerland
$11K 1,187 +203 +21%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$10K 870 – –
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$10K 1,150 +1,150 New
PFGIA
18
Patriot Financial Group Insurance Agency
Massachusetts
$9K 1,100 – –
VFA
19
Valeo Financial Advisors
Indiana
$7K 796 – –
WC
20
Winmill & Co
New York
$3K 400 – –
D
21
Diversified
Delaware
$2K 260 +260 New
Ameriprise
22
Ameriprise
Minnesota
– – -68,409 Closed
RCM
23
Rivernorth Capital Management
Florida
– – -39,338 Closed
FFA
24
Founders Financial Alliance
North Carolina
– – -500 Closed
APA
25
American Portfolios Advisors
New York
– – -300 Closed
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