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PCF

High Income Securities Fund

35 hedge funds and large institutions have $20.9M invested in High Income Securities Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

6% more funds holding

Funds holding: 3335 (+2)

1.45% more ownership

Funds ownership: 17.87%19.32% (+1.4%)

1% less capital invested

Capital invested by funds: $21.2M → $20.9M (-$292K)

Holders
35
Holders Change
+2
Holders Change %
+6.06%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.6M -$694K -92,621 -15%
SCM
2
Saba Capital Management
New York
$3.52M +$47.2K +6,300 +1%
Morgan Stanley
3
Morgan Stanley
New York
$3.51M +$1.27M +168,948 +51%
GC
4
Guggenheim Capital
Illinois
$3.09M +$272K +36,323 +9%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$1.24M -$43.4K -5,800 -3%
RCM
6
Rivernorth Capital Management
Florida
$935K +$993K +132,644 New
Wells Fargo
7
Wells Fargo
California
$823K -$236K -31,521 -21%
KIM
8
Karpus Investment Management
New York
$766K -$114K -15,236 -12%
LCM
9
Landscape Capital Management
New Jersey
$654K +$99.6K +13,304 +17%
AA
10
AQR Arbitrage
Connecticut
$625K +$34.2K +4,564 +5%
Bank of America
11
Bank of America
North Carolina
$344K +$5.33K +711 +1%
VKH
12
Virtu KCG Holdings
New York
$257K +$273K +36,404 New
Invesco
13
Invesco
Georgia
$204K +$70K +9,342 +48%
CS
14
Credit Suisse
Switzerland
$165K
NCMW
15
Northern Capital Management (Wisconsin)
Wisconsin
$150K +$160K +21,300 New
SS
16
Simplicity Solutions
Minnesota
$144K +$152K +20,360 New
UBS Group
17
UBS Group
Switzerland
$142K -$19.3K -2,580 -11%
PMG
18
ProVise Management Group
Florida
$118K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$109K +$15K +2,000 +15%
MIC
20
Meridian Investment Counsel
California
$99K
CHAM
21
Clear Harbor Asset Management
Connecticut
$91K
Citigroup
22
Citigroup
New York
$91K +$61.4K +8,198 +176%
WAM
23
Wolverine Asset Management
Illinois
$57K -$128K -17,142 -68%
S
24
SignatureFD
Georgia
$34K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$19K

PCF Hedge Fund Activity: Q3 2015 in Review

35 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in High Income Securities Fund (PCF) for Q3 2015, worth a combined $20.9M — down 1.4% from $21.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PCF positions and 4 closed out — a net gain of 2 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.27M. The largest seller was Advisors Asset Management, cutting an estimated $694K.

  • 35 institutional investors held High Income Securities Fund (PCF) as of Q3 2015, up from 33 in Q2 2015.
  • Funds reported $20.9M of High Income Securities Fund stock for Q3 2015, down 1.4% quarter-over-quarter.
  • 6 funds opened new High Income Securities Fund positions in Q3 2015 and 4 closed out, a net change of +2 holders.
  • The largest High Income Securities Fund buyer in Q3 2015 was Morgan Stanley, an estimated $1.27M added.
  • The largest High Income Securities Fund seller in Q3 2015 was Advisors Asset Management, an estimated $694K sold.

Based on aggregated 13F filings for Q3 2015.