PCF

High Income Securities Fund
PCF

Overview Fund Activity

40 hedge funds and large institutions have $37.4M invested in High Income Securities Fund in 2022 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
+2
Holders Change %
+5.26%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
17
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.53M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$221K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$405K
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.67M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$6.69M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$4.32M
2
BI
2
Bulldog Investors
New Jersey
$2.71M
3
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$8.01M
4
CCP
4
Clough Capital Partners
Massachusetts
$0
5
YCM
5
Yakira Capital Management
Connecticut
$1.77M
Name Market Value Shares Shares
Change 		Shares
Change %
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$8.01M 1,011,083 -38,750 -4%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$6.69M 845,147 +23,127 +3%
RCM
3
Rivernorth Capital Management
Florida
$4.53M 571,438 +128,815 +29%
SIA
4
Sit Investment Associates
Minnesota
$4.32M 545,862 -446,722 -45%
BI
5
Bulldog Investors
New Jersey
$2.71M 342,154 -138,958 -29%
YCM
6
Yakira Capital Management
Connecticut
$1.77M 222,820 -26,041 -10%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.67M 210,716 +26,178 +14%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$1.05M 132,758 +16,249 +14%
NA
9
NewEdge Advisors
Louisiana
$984K 124,300 +4,600 +4%
Wells Fargo
10
Wells Fargo
California
$915K 115,614 +3,865 +3%
LPL Financial
11
LPL Financial
California
$831K 104,953 +10,077 +11%
RJA
12
Raymond James & Associates
Florida
$522K 65,889 +7,489 +13%
Osaic Holdings
13
Osaic Holdings
Arizona
$405K 51,097 +27,000 +112%
SWM
14
SeaCrest Wealth Management
New York
$295K 37,296 +3,406 +10%
CL
15
CSS LLC
Illinois
$278K 35,160 – –
Morgan Stanley
16
Morgan Stanley
New York
$276K 34,872 +17,092 +96%
SWM
17
Silverlake Wealth Management
Vermont
$261K 32,960 – –
RJFSA
18
Raymond James Financial Services Advisors
Florida
$221K 27,911 +27,911 New
DA
19
Doliver Advisors
Texas
$213K 26,894 -18,662 -41%
Bank of America
20
Bank of America
North Carolina
$166K 20,969 -4,781 -19%
CAN
21
Cetera Advisor Networks
California
$161K 20,270 +50 +0.2%
WAM
22
Wolverine Asset Management
Illinois
$146K 18,474 +11,612 +169%
VF
23
Virtu Financial
New York
$141K 17,858 +17,858 New
MFG
24
Merit Financial Group
Georgia
$116K 14,637 – –
LMKC
25
L.M. Kohn & Company
Ohio
$114K 14,311 +14,311 New
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